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Advisor at OSAIC WEALTH, INC.
MELBOURNE, FL | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 4, 2022 | n/a | yes | SCOTTSDALE, AZ|MELBOURNE, FL | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jan 4, 2022 | Sep 1, 2023 | no | SCOTTSDALE, AZ|MELBOURNE, FL | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 4, 2022 | Nov 3, 2023 | no | ATLANTA, GA|MELBOURNE, FL | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 4, 2022 | Jan 19, 2024 | no | OAKDALE, MN|MELBOURNE, FL | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Aug 15, 2017 | Dec 1, 2021 | no | Melbourne, FL|MELBOURNE, FL|SAN DIEGO, CA | Previous registration |
| TRIUMPH WEALTH ADVISORS, INC. | Former SEC adviser | May 2, 2016 | May 9, 2017 | no | Melbourne, FL|ACWORTH, GA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 15, 2013 | Apr 16, 2015 | no | MELBOURNE, FL | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jul 27, 2012 | Jan 30, 2013 | no | MELBOURNE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Feb 17, 2011 | no | MELBOURNE, FL|ROCKLEDGE, FL|ORLANDO, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 10, 2007 | Oct 23, 2009 | no | MELBOURNE, FL|ORLANDO, FL | Previous registration |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:421:FL:2023-11-03 | Nov 3, 2023 | Jan 4, 2022 | MELBOURNE, FL | Firm change after gap |
| 133763:7461:FL:2023-09-01 | Sep 1, 2023 | Jan 4, 2022 | MELBOURNE, FL | Firm change after gap |