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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

JUSTIN SHELTON GUESS

Advisor at OSAIC WEALTH, INC.

HUDSON OAKS, TX

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Search this name across graphsid dfx:ria:d4321295-680f-9d4e-b2be-0c81fd2d8de4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 15, 2018
First registration: Oct 17, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6799417

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2023	n/a	yes	HUDSON OAKS, TX	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Jun 21, 2023	Nov 3, 2023	no	HUDSON OAKS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 24, 2021	Jul 6, 2023	no	TOMAHAWK, WI\|NORTH RICHLAND HILLS, TX\|North Richland Hills, TX	Previous registration
CXI ADVISORS, LLC	No RAUM reported	May 17, 2019	Sep 22, 2020	no	AUBURN, IN\|PLANO, TX	Previous registration
CX INSTITUTIONAL, LLC	Independent wealth	Oct 17, 2018	Aug 10, 2021	no	PLANO, TX\|AUBURN, IN\|Plano, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	FSC SECURITIES CORPORATION	Jul 6, 2023	Jun 21, 2023	-15	Firm change	Ibd to ibd
CX INSTITUTIONAL, LLC	CXI ADVISORS, LLC	Aug 10, 2021	May 17, 2019	-816	Firm change after gap	Other
CXI ADVISORS, LLC	LPL FINANCIAL LLC	Sep 22, 2020	Aug 24, 2021	336	Firm change	RIA to ibd

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 21, 2023 to Nov 3, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 24, 2021 to Jul 6, 2023factForm ADV
→ CX INSTITUTIONAL, LLCRegistered adviserregistration: previous registration
Oct 17, 2018 to Aug 10, 2021factForm ADV
→ CXI ADVISORS, LLCRegistered adviserregistration: previous registration
May 17, 2019 to Sep 22, 2020factForm ADV

Dated events

Occurred
Jul 6, 2023
Advisor changed firm
Justin Shelton Guess left Lpl Financial Llc for Fsc Securities Corporation (registered 2023-06-21)
Form ADVobserved 5 days ago