DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Justin Shelton Guess
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Nov 3, 2023
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 3, 2023 · Hudson Oaks, Tx
- Fsc Securities Corporation formerJun 21, 2023 to Nov 3, 2023 · Hudson Oaks, Tx
- LPL Financial LLC BD affiliatedAug 24, 2021 to Jul 6, 2023 · Tomahawk, Wi
- Cxi Advisors, LLC no RAUMMay 17, 2019 to Sep 22, 2020 · Auburn, In
- Cx Institutional, LLC independent RIAOct 17, 2018 to Aug 10, 2021 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Osaic Wealth, Inc.left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Fsc Securities Corporationleft Jul 6, 2023, registered Jun 21, 2023 (-15 days) · Affiliated broker-dealer or bank to another
- Cx Institutional, LLC to Cxi Advisors, LLCleft Aug 10, 2021, registered May 17, 2019 (-816 days) · Other
- Cxi Advisors, LLC to LPL Financial LLCleft Sep 22, 2020, registered Aug 24, 2021 (336 days) · RIA to affiliated broker-dealer or bank
Signals
- Justin Shelton Guess left Lpl Financial Llc for Fsc Securities Corporation (registered 2023-06-21)Jul 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address