DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• W••••• A•••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Feb 20, 2026 · 3 filings
SEC status approved since Feb 23, 2026
RAUM
$512M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$512M individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$23.3M
derived; firm RAUM over IAPD count
Employees
21
21 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$512M as of Jun 3, 2026
Feb 20, 2026$0 then
HNW client RAUM$500M as of Jun 3, 2026
Feb 20, 2026$0 then
State-registered IARs (5.B.3)21 as of Jun 3, 2026
Feb 20, 202619 then
Employees (5.A)21 as of Jun 3, 2026
Feb 20, 202619 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
- RAUM per advisor
- $23.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $384,594derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.1derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$500M98%
- Individuals$11.9M2.3%
- Individual clients
- 643reported
- HNW clients
- 341reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,332reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••••• C••••••••• O•••••••Chartered Financial Analyst | Hurst, Tx | Feb 23, 2026 | 12 y | 1 |
| J••••• A••• K••••• | Lubbock, Tx | Apr 15, 2026 | 10 y | 1 |
| C•••••• W••••• M•••••••Certified Financial Planner | Hurst, Tx | Apr 15, 2026 | 12 y | 2 |
| A•••••• M•••••••• | Hurst, Tx | Apr 15, 2026 | 10 y | 2 |
| J•••• E•••• F•••••••• | Hurst, Tx | Apr 15, 2026 | 10 y | 1 |
| R••• M••• V••••• | Hurst, Tx | Apr 15, 2026 | 18 y | 1 |
| D••••• N••• S••••• | Indio, Ca | Apr 15, 2026 | 35 y | 4 |
| W•••••• D•••• S•••••• | Hurst, Tx | Apr 15, 2026 | 34 y | 1 |
| R•• L•• P•••••Certified Financial Planner | Hurst, Tx | Apr 15, 2026 | 15 y | 1 |
| T••• Y•• H•Certified Financial Planner | Hong Kong | Apr 15, 2026 | 13 y | 1 |
| T••• S••• F•• | Hurst, Tx | Apr 15, 2026 | 11 y | 1 |
| J••••• M•••••• K•••••••••Chartered Financial Analyst | Hurst, Tx | Apr 15, 2026 | 12 y | 1 |
| Y••• F••• | Hurst, Tx | Apr 15, 2026 | 12 y | 1 |
| Z•••••• L••••••• W••••••• | Hurst, Tx | Apr 20, 2026 | 32 y | 3 |
| C•••••• N•Chartered Financial Analyst | Hurst, Tx | May 27, 2026 | 11 y | 0 |
| N••••••• A••• N••••• | Central Hong Kong | May 29, 2026 | 11 y | 2 |
| R•••• S• M•••••• | Hurst, Tx | Jul 2, 2026 | 13 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••• S• M•••••• from G•• W••••• M•••••••••Jul 2, 2026 · RIA to RIA
- N••••••• A••• N••••• from C•••• B••••• W•••••• L••May 29, 2026 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O•••••••• H•••••• C••••••••• · Co-Ceo And Ciocontrolsince 09/2025 · owns less than 5%
- P••••••••• J••••••• C•••••• · Co-Ceocontrolsince 09/2025 · owns less than 5%
Entity owners
- L•• H••••••• A•••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hurst, Tx · principal | 22 | 22 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 1,332Mar 23, 2026 to Jun 3, 2026
- Advisory employees · 19 to 21Mar 23, 2026 to Jun 3, 2026
- Charity clients · 0.0 to unsetMar 23, 2026 to Jun 3, 2026
- Corporate clients · 0.0 to unsetMar 23, 2026 to Jun 3, 2026
- HNW clients · 0 to 341Mar 23, 2026 to Jun 3, 2026
- Individual clients · 0 to 643Mar 23, 2026 to Jun 3, 2026
- Pension plan clients · 0.0 to unsetMar 23, 2026 to Jun 3, 2026
- Pooled vehicle clients · 0.0 to unsetMar 23, 2026 to Jun 3, 2026
- Employees · 19 to 21Mar 23, 2026 to Jun 3, 2026
- Insurance-licensed employees · 19 to 21Mar 23, 2026 to Jun 3, 2026
- State-registered IARs · 19 to 21Mar 23, 2026 to Jun 3, 2026
- Discretionary RAUM · $0 to $512MMar 23, 2026 to Jun 3, 2026
- HNW RAUM · $0 to $500MMar 23, 2026 to Jun 3, 2026
- Individual RAUM · $0 to $11.9MMar 23, 2026 to Jun 3, 2026
- Pension RAUM · 0.0 to unsetMar 23, 2026 to Jun 3, 2026
- Pooled vehicle RAUM · 0.0 to unsetMar 23, 2026 to Jun 3, 2026
- RAUM · $0 to $512MMar 23, 2026 to Jun 3, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- leowealth.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 817-354-1090reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026