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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JOSE LUIS ESTRADA ARROYO

Advisor at VANGUARD ADVISERS, INC.

Scottsdale, AZ

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Search this name across graphsid dfx:ria:d7f4a970-2fc6-b93c-68ba-a2319564ba4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 2, 2014
First registration: Jan 16, 2014
Dual registered: yes, broker-dealer
Other names: JOSE LUIS ESTRADA ARROYO|Luis J Estrada|LUIS J ESTRADO|LUIS JOSE ESTRADO|LUIS JOSE ESTRADA|LUIS ESTRADA
IAPD individual key: 5553624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Sep 1, 2021	n/a	yes	Scottsdale, AZ	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 25, 2017	Jun 22, 2020	no	Kennewick, WA\|Kennewick, WA	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Mar 9, 2015	Jan 24, 2017	no	KENNEWICK, WA\|WHEATON, IL\|KENNEWICK, WA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jan 16, 2014	Mar 9, 2015	no	KENNEWICK, WA\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	VANGUARD ADVISERS, INC.	Jun 22, 2020	Sep 1, 2021	436	Firm change after gap	RIA to ibd
BROOKSTONE CAPITAL MANAGEMENT LLC	AE WEALTH MANAGEMENT, LLC	Jan 24, 2017	Jan 25, 2017	1	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Mar 9, 2015	Mar 9, 2015	0	Firm change	Other

Relationships

Registered with (4)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Sep 1, 2021 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 25, 2017 to Jun 22, 2020factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 9, 2015 to Jan 24, 2017factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jan 16, 2014 to Mar 9, 2015factForm ADV

Dated events

No dated event names this entity yet.