RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L••• E•••••• A•••••
- V••••••• A•••••••• I••• BD affiliated currentsince Sep 1, 2021 · Scottsdale, Az
- A• W••••• M••••••••• L•• BD affiliatedJan 25, 2017 to Jun 22, 2020 · Kennewick, Wa
- B••••••••• C•••••• M••••••••• L•• independent RIAMar 9, 2015 to Jan 24, 2017 · Kennewick, Wa
- G••••• F•••••••• P•••••• C••••••• I••• formerJan 16, 2014 to Mar 9, 2015 · Kennewick, Wa
- A• W••••• M••••••••• L•• to V••••••• A•••••••• I•••left Jun 22, 2020, registered Sep 1, 2021 (436 days) · RIA to affiliated broker-dealer or bank
- B••••••••• C•••••• M••••••••• L•• to A• W••••• M••••••••• L••left Jan 24, 2017, registered Jan 25, 2017 (1 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• C•••••• M••••••••• L••left Mar 9, 2015, registered Mar 9, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address