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RIA / WealthAdvisorCertified Financial Planner19 years in industry

BENJAMIN JAMES MARSHALL

Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC

Lehi, UT | DALLAS, TX

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Search this name across graphsid dfx:ria:d80f95de-06c0-9d84-6696-3b576a84652b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENTIS INDEPENDENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 3, 2007
First registration: Apr 5, 2007
Dual registered: no
IAPD individual key: 5278475

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENTIS INDEPENDENT ADVISORS, LLC	Independent wealth	May 30, 2023	n/a	yes	DALLAS, TX\|Lehi, UT	Current employment
TOWNSQUARE CAPITAL, LLC	Asset manager	Nov 30, 2021	May 30, 2023	no	LEHI, UT\|Lehi, UT	Previous registration
DRIVE WEALTH ADVISERS	Independent wealth	Jun 6, 2017	Mar 28, 2022	no	LEHI, UT	Previous registration
LEFAVI WEALTH MANAGEMENT	Independent wealth	Nov 10, 2015	Jun 5, 2017	no	SALT LAKE CITY, UT	Previous registration
HOLMAN INVESTMENTS AND PLANNING, LLC	Former SEC adviser	Apr 10, 2013	Nov 5, 2015	no	SANDY, UT	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 25, 2012	Apr 10, 2013	no	SALT LAKE CITY, UT	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 6, 2010	Jan 10, 2012	no	MIDVALE, UT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Apr 5, 2010	no	OROVILLE, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 4, 2007	Jan 1, 2008	no	OROVILLE, CA\|ST. LOUIS, MO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 5, 2007	Oct 10, 2007	no	PARADISE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOWNSQUARE CAPITAL, LLC	ASCENTIS INDEPENDENT ADVISORS, LLC	May 30, 2023	May 30, 2023	0	Firm change	RIA to RIA
DRIVE WEALTH ADVISERS	TOWNSQUARE CAPITAL, LLC	Mar 28, 2022	Nov 30, 2021	-118	Firm change after gap	RIA to RIA
LEFAVI WEALTH MANAGEMENT	DRIVE WEALTH ADVISERS	Jun 5, 2017	Jun 6, 2017	1	Firm change	Other
HOLMAN INVESTMENTS AND PLANNING, LLC	LEFAVI WEALTH MANAGEMENT	Nov 5, 2015	Nov 10, 2015	5	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	HOLMAN INVESTMENTS AND PLANNING, LLC	Apr 10, 2013	Apr 10, 2013	0	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 10, 2012	Jan 25, 2012	15	Firm change	Other
WELLS FARGO ADVISORS	SECURITIES AMERICA ADVISORS, INC.	Apr 5, 2010	Apr 6, 2010	1	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	A. G. EDWARDS & SONS, INC.	Oct 10, 2007	Oct 4, 2007	-6	Firm change	Other

Relationships

Registered with (10)

→ ASCENTIS INDEPENDENT ADVISORS, LLCRegistered adviserregistration: current employment
May 30, 2023 to presentfactForm ADV
→ TOWNSQUARE CAPITAL, LLCRegistered adviserregistration: previous registration
Nov 30, 2021 to May 30, 2023factForm ADV
→ DRIVE WEALTH ADVISERSRegistered adviserregistration: previous registration
Jun 6, 2017 to Mar 28, 2022factForm ADV
→ LEFAVI WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 10, 2015 to Jun 5, 2017factForm ADV
→ HOLMAN INVESTMENTS AND PLANNING, LLCRegistered adviserregistration: previous registration
Apr 10, 2013 to Nov 5, 2015factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 25, 2012 to Apr 10, 2013factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 6, 2010 to Jan 10, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Apr 5, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 4, 2007 to Jan 1, 2008factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 5, 2007 to Oct 10, 2007factForm ADV

Dated events

Occurred
May 30, 2023
Advisor changed firm
Benjamin James Marshall left Townsquare Capital, Llc for Ascentis Independent Advisors, Llc (registered 2023-05-30)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2022
Advisor changed firm
Benjamin James Marshall left Drive Wealth Advisers for Townsquare Capital, Llc (registered 2021-11-30)
Form ADVobserved 6 days ago