DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Benjamin James Marshall

Ascentis Independent Advisors, LLCindependent RIALehi, Ut IA-onlyIAPD 5278475

Certified Financial Planner

Feed of 09/15/2026

At current firm

3 y

since May 30, 2023

In the industry

19 y

since Apr 3, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ascentis Independent Advisors, LLC independent RIA current
since May 30, 2023 · Dallas, Tx
Townsquare Capital, LLC asset manager
Nov 30, 2021 to May 30, 2023 · Lehi, Ut
Drive Wealth Advisers independent RIA
Jun 6, 2017 to Mar 28, 2022 · Lehi, Ut
Lefavi Wealth Management independent RIA
Nov 10, 2015 to Jun 5, 2017 · Salt Lake City, Ut
Holman Investments And Planning, LLC former
Apr 10, 2013 to Nov 5, 2015 · Sandy, Ut
Raymond James Financial Services Advisors, Inc BD affiliated
Jan 25, 2012 to Apr 10, 2013 · Salt Lake City, Ut
Securities America Advisors, Inc. former
Apr 6, 2010 to Jan 10, 2012 · Midvale, Ut
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Apr 5, 2010 · Oroville, Ca
A. G. Edwards & Sons, Inc. unclassified
Oct 4, 2007 to Jan 1, 2008 · Oroville, Ca
Wells Fargo Investments, LLC unclassified
Apr 5, 2007 to Oct 10, 2007 · Paradise, Ca

Moves

a registration end followed by a registration begin elsewhere

Townsquare Capital, LLC to Ascentis Independent Advisors, LLC
left May 30, 2023, registered May 30, 2023 (0 days) · RIA to RIA
Drive Wealth Advisers to Townsquare Capital, LLC
left Mar 28, 2022, registered Nov 30, 2021 (-118 days) · RIA to RIA
Lefavi Wealth Management to Drive Wealth Advisers
left Jun 5, 2017, registered Jun 6, 2017 (1 days) · Other
Holman Investments And Planning, LLC to Lefavi Wealth Management
left Nov 5, 2015, registered Nov 10, 2015 (5 days) · Other
Raymond James Financial Services Advisors, Inc to Holman Investments And Planning, LLC
left Apr 10, 2013, registered Apr 10, 2013 (0 days) · Other
Securities America Advisors, Inc. to Raymond James Financial Services Advisors, Inc
left Jan 10, 2012, registered Jan 25, 2012 (15 days) · Other
Wells Fargo Advisors to Securities America Advisors, Inc.
left Apr 5, 2010, registered Apr 6, 2010 (1 days) · Other
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Wells Fargo Investments, LLC to A. G. Edwards & Sons, Inc.
left Oct 10, 2007, registered Oct 4, 2007 (-6 days) · Other

Signals

Benjamin James Marshall left Townsquare Capital, Llc for Ascentis Independent Advisors, Llc (registered 2023-05-30)
May 30, 2023 · Advisor changed firm · fact
Benjamin James Marshall left Drive Wealth Advisers for Townsquare Capital, Llc (registered 2021-11-30)
Mar 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address