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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

REY DEBORJA

Advisor at OSAIC WEALTH, INC.

CAMPBELL, CA

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Search this name across graphsid dfx:ria:d84516f5-14fb-dc33-527c-eb9e51f63c65

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Aug 16, 2002 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 15, 2002
First registration: Aug 16, 2002
Dual registered: yes, broker-dealer
Other names: REY DEBORJA|REY DANTE DEBORJA|REY DANTE DEBORJA|REYDANTE DEBORJA JR.|REYDANTE DEBORJA|REY DANTE DEBORJA JR.|REY Dante DEBORJA|REY D DEBORJA|Rey DANTE Deborja|REY DANTE DEBORJA|REY DEBORJA|Rey Deborja|REY DEBORJA
IAPD individual key: 4543416

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 16, 2026	n/a	yes	CAMPBELL, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 24, 2024	n/a	yes	San Jose, CA\|San Jose, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 24, 2024	Sep 15, 2026	no	San Jose, CA\|MILPITAS, CA\|San Jose, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 13, 2023	Sep 6, 2024	no	Campbell, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 13, 2023	Sep 6, 2024	no	Campbell, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 23, 2022	Feb 27, 2023	no	SAN JOSE, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Dec 5, 2016	Dec 20, 2021	no	CAMPBELL, CA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Sep 16, 2013	Dec 27, 2016	no	LINCOLN, NE\|GREEN VALLEY, CA\|SAN JOSE, CA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Sep 16, 2013	Dec 27, 2016	no	LINCOLN, NE\|GREEN VALLEY, CA\|SAN JOSE, CA	Previous registration
WADDELL & REED	Former SEC adviser	Mar 30, 2010	Dec 6, 2011	no	CONCORD, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 5, 2006	Mar 31, 2010	no	NAPA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 5, 2006	Mar 31, 2010	no	NAPA, CA	Previous registration
EDWARD JONES	National bd RIA	May 26, 2006	Jun 14, 2006	no	Fairfield, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 16, 2002	Jun 15, 2006	no	NAPA, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 16, 2002	Jun 15, 2006	no	NAPA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC WEALTH, INC.	Sep 15, 2026	Sep 16, 2026	1	Firm change	Ibd to ibd
PARK AVENUE SECURITIES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 6, 2024	Sep 24, 2024	18	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	PARK AVENUE SECURITIES LLC	Feb 27, 2023	Apr 13, 2023	45	Firm change	Ibd to ibd
OSAIC FA, INC.	PRUCO SECURITIES, LLC	Dec 20, 2021	Jan 23, 2022	34	Firm change	Ibd to ibd
AMERITAS ADVISORY SERVICES	OSAIC FA, INC.	Dec 27, 2016	Dec 5, 2016	-22	Firm change	Other
WADDELL & REED	AMERITAS ADVISORY SERVICES	Dec 6, 2011	Sep 16, 2013	650	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WADDELL & REED	Mar 31, 2010	Mar 30, 2010	-1	Firm change	Other
UBS FINANCIAL SERVICES INC.	EDWARD JONES	Jun 15, 2006	May 26, 2006	-20	Firm change	Wirehouse to ibd
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 14, 2006	Jun 5, 2006	-9	Firm change	Ibd to wirehouse

Relationships

Registered with (9)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 24, 2024 to presentfactForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 13, 2023 to Sep 6, 2024factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 23, 2022 to Feb 27, 2023factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Dec 5, 2016 to Dec 20, 2021factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 16, 2013 to Dec 27, 2016factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 30, 2010 to Dec 6, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 5, 2006 to Mar 31, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 16, 2002 to Jun 15, 2006factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 26, 2006 to Jun 14, 2006factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 15, 2026
Advisor changed firm
Rey Deborja left Ameriprise Financial Services, LLC for Osaic Wealth, Inc. (registered 2026-09-16)
Form ADVobserved 2 days ago
Occurred
Sep 6, 2024
Advisor changed firm
Rey Deborja left Park Avenue Securities Llc for Ameriprise Financial Services, Llc (registered 2024-09-24)
Form ADVobserved 5 days ago
Occurred
Feb 27, 2023
Advisor changed firm
Rey Deborja left Pruco Securities, Llc for Park Avenue Securities Llc (registered 2023-04-13)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Sep 16, 2026
Rey Deborja registered as an investment adviser representative at Osaic Wealth, Inc.
First seen by DFX
Sep 16, 2026
date not stated
Rey Deborja no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-15 feed)