DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Rey Deborja

Osaic Wealth, Inc.BD affiliatedCampbell, Cadual registrantIAPD 4543416

Feed of 09/17/2026

Also filed as Rey Deborja

At current firm

0 y

since Sep 16, 2026

In the industry

24 y

since Aug 15, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Sep 16, 2026 · Campbell, Ca
Ameriprise Financial Services, LLC national BD current
since Sep 24, 2024 · San Jose, Ca
Ameriprise Financial Services, LLC national BD
Sep 24, 2024 to Sep 15, 2026 · San Jose, Ca
Park Avenue Securities LLC BD affiliated
Apr 13, 2023 to Sep 6, 2024 · Campbell, Ca
Park Avenue Securities LLC BD affiliated
Apr 13, 2023 to Sep 6, 2024 · Campbell, Ca
Pruco Securities, LLC no RAUM
Jan 23, 2022 to Feb 27, 2023 · San Jose, Ca
Osaic Fa, Inc. former
Dec 5, 2016 to Dec 20, 2021 · Campbell, Ca
Ameritas Advisory Services former
Sep 16, 2013 to Dec 27, 2016 · Lincoln, Ne
Ameritas Advisory Services former
Sep 16, 2013 to Dec 27, 2016 · Lincoln, Ne
Waddell & Reed former
Mar 30, 2010 to Dec 6, 2011 · Concord, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 5, 2006 to Mar 31, 2010 · Napa, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 5, 2006 to Mar 31, 2010 · Napa, Ca
Edward Jones national BD
May 26, 2006 to Jun 14, 2006 · Fairfield, Ca
UBS Financial Services Inc. wirehouse
Aug 16, 2002 to Jun 15, 2006 · Napa, Ca
UBS Financial Services Inc. wirehouse
Aug 16, 2002 to Jun 15, 2006 · Napa, Ca

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Osaic Wealth, Inc.
left Sep 15, 2026, registered Sep 16, 2026 (1 days) · Affiliated broker-dealer or bank to another
Park Avenue Securities LLC to Ameriprise Financial Services, LLC
left Sep 6, 2024, registered Sep 24, 2024 (18 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Park Avenue Securities LLC
left Feb 27, 2023, registered Apr 13, 2023 (45 days) · Affiliated broker-dealer or bank to another
Osaic Fa, Inc. to Pruco Securities, LLC
left Dec 20, 2021, registered Jan 23, 2022 (34 days) · Affiliated broker-dealer or bank to another
Ameritas Advisory Services to Osaic Fa, Inc.
left Dec 27, 2016, registered Dec 5, 2016 (-22 days) · Other
Waddell & Reed to Ameritas Advisory Services
left Dec 6, 2011, registered Sep 16, 2013 (650 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Waddell & Reed
left Mar 31, 2010, registered Mar 30, 2010 (-1 days) · Other
UBS Financial Services Inc. to Edward Jones
left Jun 15, 2006, registered May 26, 2006 (-20 days) · Wirehouse to affiliated broker-dealer or bank
Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 14, 2006, registered Jun 5, 2006 (-9 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Rey Deborja registered as an investment adviser representative at Osaic Wealth, Inc.
Sep 16, 2026 · Advisor registered · fact
Rey Deborja no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-15 feed)
Sep 15, 2026 · Advisor registration ended · derived
Rey Deborja left Ameriprise Financial Services, LLC for Osaic Wealth, Inc. (registered 2026-09-16)
Sep 15, 2026 · Advisor changed firm · fact
Rey Deborja left Park Avenue Securities Llc for Ameriprise Financial Services, Llc (registered 2024-09-24)
Sep 6, 2024 · Advisor changed firm · fact
Rey Deborja left Pruco Securities, Llc for Park Avenue Securities Llc (registered 2023-04-13)
Feb 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address