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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MATTHEW THOMAS GAROT

Advisor at PARK AVENUE SECURITIES LLC

NEW YORK, NY | Green Bay, WI

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Search this name across graphsid dfx:ria:d8568277-3c18-ae4b-ec7c-dcfad9e76169

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARK AVENUE SECURITIES LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 23, 2005
First registration: Aug 25, 2005
Dual registered: yes, broker-dealer
Other names: MATT GAROT|MATTHEW THOMAS GAROT|Matthew Garot
IAPD individual key: 4995636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Oct 29, 2025	n/a	yes	Green Bay, WI\|NEW YORK, NY	Current employment
PACKERLAND BROKERAGE SERVICES, INC.	Independent wealth	Jul 9, 2021	Sep 30, 2025	no	GREEN BAY, WI\|Green Bay, WI	Previous registration
SOUTHLAND EQUITY PARTNERS, LLC.	Independent wealth	Mar 1, 2021	Jun 29, 2021	no	Green Bay, WI	Previous registration
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Nov 3, 2016	Mar 15, 2021	no	GREEN BAY, WI\|GREEN BAY, WI	Previous registration
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Oct 8, 2014	Oct 7, 2015	no	GREEN BAY, WI\|GREEN BAY, WI	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 14, 2013	Sep 5, 2013	no	ST. PAUL, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 8, 2013	Jun 10, 2013	no	WOODBURY, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 19, 2011	Apr 3, 2013	no	MINNEAPOLIS, MN	Previous registration
WADDELL & REED	Former SEC adviser	Aug 25, 2005	May 11, 2011	no	BLOOMINGTON, MN\|SAVAGE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PACKERLAND BROKERAGE SERVICES, INC.	PARK AVENUE SECURITIES LLC	Sep 30, 2025	Oct 29, 2025	29	Firm change	RIA to ibd
SOUTHLAND EQUITY PARTNERS, LLC.	PACKERLAND BROKERAGE SERVICES, INC.	Jun 29, 2021	Jul 9, 2021	10	Firm change	RIA to RIA
ASSOCIATED INVESTMENT SERVICES, INC.	SOUTHLAND EQUITY PARTNERS, LLC.	Mar 15, 2021	Mar 1, 2021	-14	Firm change	RIA to RIA
TRANSAMERICA FINANCIAL ADVISORS, LLC	ASSOCIATED INVESTMENT SERVICES, INC.	Sep 5, 2013	Oct 8, 2014	398	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jun 10, 2013	Jun 14, 2013	4	Firm change	Other
WADDELL & REED	AMERIPRISE FINANCIAL SERVICES, LLC	May 11, 2011	May 19, 2011	8	Firm change	Other

Relationships

Registered with (7)

→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: current employment
Oct 29, 2025 to presentfactForm ADV
→ PACKERLAND BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 9, 2021 to Sep 30, 2025factForm ADV
→ SOUTHLAND EQUITY PARTNERS, LLC.Registered adviserregistration: previous registration
Mar 1, 2021 to Jun 29, 2021factForm ADV
→ ASSOCIATED INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 3, 2016 to Mar 15, 2021factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 14, 2013 to Sep 5, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 8, 2013 to Jun 10, 2013factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 25, 2005 to May 11, 2011factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
Matthew Thomas Garot left Packerland Brokerage Services, Inc. for Park Avenue Securities Llc (registered 2025-10-29)
Form ADVobserved 6 days ago