DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• G••••

P••• A••••• S••••••••• L••BD affiliatedNew York, Ny dual registrantIAPD 4995636

Feed of 09/15/2026

Also filed as Matt G••••

At current firm

0 y

since Oct 29, 2025

In the industry

21 y

since Aug 23, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• A••••• S••••••••• L•• BD affiliated current
since Oct 29, 2025 · Green Bay, Wi
P••••••••• B•••••••• S•••••••• I••• independent RIA
Jul 9, 2021 to Sep 30, 2025 · Green Bay, Wi
S•••••••• E••••• P•••••••• L••• independent RIA
Mar 1, 2021 to Jun 29, 2021 · Green Bay, Wi
A••••••••• I••••••••• S•••••••• I••• independent RIA
Nov 3, 2016 to Mar 15, 2021 · Green Bay, Wi
A••••••••• I••••••••• S•••••••• I••• independent RIA
Oct 8, 2014 to Oct 7, 2015 · Green Bay, Wi
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jun 14, 2013 to Sep 5, 2013 · St. Paul, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 8, 2013 to Jun 10, 2013 · Woodbury, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
May 19, 2011 to Apr 3, 2013 · Minneapolis, Mn
W•••••• • R••• former
Aug 25, 2005 to May 11, 2011 · Bloomington, Mn

Moves

a registration end followed by a registration begin elsewhere

P••••••••• B•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••
left Sep 30, 2025, registered Oct 29, 2025 (29 days) · RIA to affiliated broker-dealer or bank
S•••••••• E••••• P•••••••• L••• to P••••••••• B•••••••• S•••••••• I•••
left Jun 29, 2021, registered Jul 9, 2021 (10 days) · RIA to RIA
A••••••••• I••••••••• S•••••••• I••• to S•••••••• E••••• P•••••••• L•••
left Mar 15, 2021, registered Mar 1, 2021 (-14 days) · RIA to RIA
T••••••••• F•••••••• A•••••••• L•• to A••••••••• I••••••••• S•••••••• I•••
left Sep 5, 2013, registered Oct 8, 2014 (398 days) · Other
A••••••••• F•••••••• S•••••••• L•• to T••••••••• F•••••••• A•••••••• L••
left Jun 10, 2013, registered Jun 14, 2013 (4 days) · Other
W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••
left May 11, 2011, registered May 19, 2011 (8 days) · Other

Signals

M•••••• T••••• G•••• left P••••••••• B•••••••• S•••••••• I••• for P••• A••••• S••••••••• L•• (registered 2025-10-29)
Sep 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address