DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Harold Alvarado

Advisor at VOYA FINANCIAL ADVISORS, INC.

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc34fa1d-99a6-33b7-a5ea-783e4ca5228e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Aug 13, 1999
First registration: Nov 22, 2000
Dual registered: yes, broker-dealer
Other names: HAROLD RUBEN ALVARADO|Harold Alvarado
IAPD individual key: 3147561

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 12, 2026	n/a	yes	TAMPA, FL	Current employment
TLG ADVISORS, INC.	Bd affiliated wealth	Feb 11, 2026	Aug 10, 2026	no	Fort Wayne, IN\|SUMMIT, NJ	Previous registration
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Oct 25, 2021	May 7, 2025	no	St.Petersburg, FL\|Tampa, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 18, 2019	Mar 8, 2021	no	TAMPA, FL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jul 9, 2015	Jan 3, 2019	no	TAMPA, FL\|ARLINGTON, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 31, 2013	Jun 17, 2015	no	TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 15, 2011	Nov 6, 2013	no	TAMPA, FL\|BRANDON, FL\|TAMPA, FL\|SUN CITY CENTER, FL\|JACKSONVILLE, FL\|SUN CITY CENTER, FL\|SUN CITY CENTER, FL\|WESLEY CHAPEL, FL\|TAMPA, FL	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Dec 7, 2010	Sep 27, 2011	no	TAMPA, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 13, 2008	Nov 5, 2010	no	TAMPA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 22, 2000	Dec 5, 2003	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TLG ADVISORS, INC.	VOYA FINANCIAL ADVISORS, INC.	Aug 10, 2026	Sep 12, 2026	33	Firm change	Ibd to ibd
TRANSAMERICA RETIREMENT ADVISORS, LLC	TLG ADVISORS, INC.	May 7, 2025	Feb 11, 2026	280	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	TRANSAMERICA RETIREMENT ADVISORS, LLC	Mar 8, 2021	Oct 25, 2021	231	Firm change	Ibd to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	PRUCO SECURITIES, LLC	Jan 3, 2019	Sep 18, 2019	258	Firm change	RIA to ibd
WELLS FARGO ADVISORS	E*TRADE CAPITAL MANAGEMENT, LLC	Jun 17, 2015	Jul 9, 2015	22	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Nov 6, 2013	Oct 31, 2013	-6	Firm change	Wirehouse to wirehouse
USAA FINANCIAL PLANNING SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 27, 2011	Nov 15, 2011	49	Firm change	Other
MSI FINANCIAL SERVICES, INC.	USAA FINANCIAL PLANNING SERVICES	Nov 5, 2010	Dec 7, 2010	32	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSI FINANCIAL SERVICES, INC.	Dec 5, 2003	Nov 13, 2008	1,805	Firm change after gap	Other

Relationships

Registered with (9)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Sep 12, 2026 to presentfactForm ADV
→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Feb 11, 2026 to Aug 10, 2026factForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 25, 2021 to May 7, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 18, 2019 to Mar 8, 2021factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 9, 2015 to Jan 3, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2013 to Jun 17, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 15, 2011 to Nov 6, 2013factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 7, 2010 to Sep 27, 2011factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 13, 2008 to Nov 5, 2010factForm ADV

Dated events

Occurred
Aug 10, 2026
Advisor changed firm
Harold Alvarado left Tlg Advisors, Inc. for Voya Financial Advisors, Inc. (registered 2026-09-12)
Form ADVobserved 5 days ago
Occurred
May 7, 2025
Advisor changed firm
Harold Alvarado left Transamerica Retirement Advisors, Llc for Tlg Advisors, Inc. (registered 2026-02-11)
Form ADVobserved 5 days ago