DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Harold Alvarado

Voya Financial Advisors, Inc.BD affiliatedTampa, Fldual registrantIAPD 3147561

Feed of 09/14/2026

Also filed as Harold Ruben Alvarado

At current firm

0 y

since Sep 12, 2026

In the industry

27 y

since Aug 13, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Sep 12, 2026 · Tampa, Fl
Tlg Advisors, Inc. BD affiliated
Feb 11, 2026 to Aug 10, 2026 · Fort Wayne, In
Transamerica Retirement Advisors, LLC BD affiliated
Oct 25, 2021 to May 7, 2025 · St.Petersburg, Fl
Pruco Securities, LLC no RAUM
Sep 18, 2019 to Mar 8, 2021 · Tampa, Fl
E*Trade Capital Management, LLC former
Jul 9, 2015 to Jan 3, 2019 · Tampa, Fl
Wells Fargo Advisors wirehouse
Oct 31, 2013 to Jun 17, 2015 · Tampa, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 15, 2011 to Nov 6, 2013 · Tampa, Fl
Usaa Financial Planning Services former
Dec 7, 2010 to Sep 27, 2011 · Tampa, Fl
Msi Financial Services, Inc. former
Nov 13, 2008 to Nov 5, 2010 · Tampa, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 22, 2000 to Dec 5, 2003 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Tlg Advisors, Inc. to Voya Financial Advisors, Inc.
left Aug 10, 2026, registered Sep 12, 2026 (33 days) · Affiliated broker-dealer or bank to another
Transamerica Retirement Advisors, LLC to Tlg Advisors, Inc.
left May 7, 2025, registered Feb 11, 2026 (280 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Transamerica Retirement Advisors, LLC
left Mar 8, 2021, registered Oct 25, 2021 (231 days) · Affiliated broker-dealer or bank to another
E*Trade Capital Management, LLC to Pruco Securities, LLC
left Jan 3, 2019, registered Sep 18, 2019 (258 days) · RIA to affiliated broker-dealer or bank
Wells Fargo Advisors to E*Trade Capital Management, LLC
left Jun 17, 2015, registered Jul 9, 2015 (22 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Nov 6, 2013, registered Oct 31, 2013 (-6 days) · Wirehouse to wirehouse
Usaa Financial Planning Services to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 27, 2011, registered Nov 15, 2011 (49 days) · Other
Msi Financial Services, Inc. to Usaa Financial Planning Services
left Nov 5, 2010, registered Dec 7, 2010 (32 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Msi Financial Services, Inc.
left Dec 5, 2003, registered Nov 13, 2008 (1805 days) · Other

Signals

Harold Alvarado left Tlg Advisors, Inc. for Voya Financial Advisors, Inc. (registered 2026-09-12)
Aug 10, 2026 · Advisor changed firm · fact
Harold Alvarado left Transamerica Retirement Advisors, Llc for Tlg Advisors, Inc. (registered 2026-02-11)
May 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address