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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

William Bonham Scoggins

Advisor at FIRST CITIZENS ASSET MANAGEMENT, INC

BOSTON, MA | Oakton, VA | ARlington, VA

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Search this name across graphsid dfx:ria:dc4eb1fd-241f-80de-4401-18fd65552c3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS ASSET MANAGEMENT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Feb 2, 2007
First registration: Feb 5, 2007
Dual registered: yes, broker-dealer
Other names: WILLIAM B SCOGGINS|BILL SCOGGINS|WILLIAM BONHAM SCOGGINS|William Scoggins
IAPD individual key: 5256745

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST CITIZENS ASSET MANAGEMENT, INC	Bd affiliated wealth	Aug 14, 2026	n/a	yes	Oakton, VA	Current employment
SVB WEALTH	Independent wealth	Aug 17, 2021	n/a	yes	ARlington, VA\|BOSTON, MA	Current employment
SVB INVESTMENT SERVICES INC.	Former SEC adviser	Feb 12, 2020	Jul 29, 2022	no	SAN FRANCISCO, CA\|Arlington, VA\|SAN FRANCISCO, CA\|Cottonwood Heights, UT\|Arlington, VA\|San Francisco, CA	Previous registration
KEEL POINT, LLC	Independent wealth	Jan 2, 2015	Aug 6, 2019	no	VIENNA, VA\|HUNTSVILLE, AL	Previous registration
KEEL POINT ADVISORS, LLC	Former SEC adviser	Sep 12, 2008	Dec 31, 2014	no	VIENNA, VA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 5, 2007	Apr 29, 2008	no	McLean, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVB INVESTMENT SERVICES INC.	SVB WEALTH	Jul 29, 2022	Aug 17, 2021	-346	Bulk transfer	Ibd to RIA
KEEL POINT, LLC	SVB INVESTMENT SERVICES INC.	Aug 6, 2019	Feb 12, 2020	190	Firm change	RIA to RIA
KEEL POINT ADVISORS, LLC	KEEL POINT, LLC	Dec 31, 2014	Jan 2, 2015	2	Channel change	Other
UBS FINANCIAL SERVICES INC.	KEEL POINT ADVISORS, LLC	Apr 29, 2008	Sep 12, 2008	136	Firm change	Other

Relationships

Registered with (6)

→ FIRST CITIZENS ASSET MANAGEMENT, INCRegistered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: current employment
Aug 17, 2021 to presentfactForm ADV
→ SVB INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Feb 12, 2020 to Jul 29, 2022factForm ADV
→ KEEL POINT, LLCRegistered adviserregistration: previous registration
Jan 2, 2015 to Aug 6, 2019factForm ADV
→ KEEL POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 12, 2008 to Dec 31, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 5, 2007 to Apr 29, 2008factForm ADV

Dated events

No dated event names this entity yet.