RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B••••• S•••••••
- F•••• C••••••• A•••• M••••••••• I•• BD affiliated currentsince Aug 14, 2026 · Oakton, Va
- S•• W••••• independent RIA currentsince Aug 17, 2021 · Arlington, Va
- S•• I••••••••• S••••••• I••• formerFeb 12, 2020 to Jul 29, 2022 · San Francisco, Ca
- K••• P••••• L•• independent RIAJan 2, 2015 to Aug 6, 2019 · Vienna, Va
- K••• P•••• A•••••••• L•• formerSep 12, 2008 to Dec 31, 2014 · Vienna, Va
- U•• F•••••••• S••••••• I••• wirehouseFeb 5, 2007 to Apr 29, 2008 · Mclean, Va
- S•• I••••••••• S••••••• I••• to S•• W•••••left Jul 29, 2022, registered Aug 17, 2021 (-346 days) · corporate re-registration, not a move
- K••• P••••• L•• to S•• I••••••••• S••••••• I•••left Aug 6, 2019, registered Feb 12, 2020 (190 days) · RIA to RIA
- K••• P•••• A•••••••• L•• to K••• P••••• L••left Dec 31, 2014, registered Jan 2, 2015 (2 days) · channel change inside one enterprise, not a move
- U•• F•••••••• S••••••• I••• to K••• P•••• A•••••••• L••left Apr 29, 2008, registered Sep 12, 2008 (136 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address