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Advisor at WEALTHPLAN INVESTMENT MANAGEMENT LLC
OMAHA, NE | Urbanna, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHPLAN INVESTMENT MANAGEMENT LLC | Independent wealth | Feb 10, 2026 | n/a | yes | Urbanna, VA|OMAHA, NE | Current employment |
| WEALTHPLAN PARTNERS | Independent wealth | Jun 26, 2025 | Feb 5, 2026 | no | Omaha, NE | Previous registration |
| ORION PORTFOLIO SOLUTIONS, LLC | Bd affiliated wealth | Jan 17, 2023 | May 27, 2025 | no | OMAHA, NE | Previous registration |
| ORION PORTFOLIO SOLUTIONS, LLC | Former SEC adviser | Aug 26, 2022 | Jan 6, 2023 | no | OMAHA, NE | Previous registration |
| FSA WEALTH PARTNERS | Independent wealth | Feb 11, 2022 | Sep 1, 2022 | no | ROCKVILLE, MD | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 21, 2021 | Jan 7, 2022 | no | COVINGTON, KY|URBANNA, VA | Previous registration |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | Jun 28, 2021 | no | ROCKVILLE, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | Mar 1, 2021 | Apr 1, 2021 | no | Rockville, MD | Previous registration |
| UNITED BROKERAGE SERVICES INC | Bd affiliated wealth | Jan 24, 2019 | May 10, 2019 | no | McLean, VA|BETHESDA, MD | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 7, 2017 | Jan 9, 2019 | no | WASHINGTON, DC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 27, 2017 | Aug 2, 2017 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHPLAN PARTNERS | WEALTHPLAN INVESTMENT MANAGEMENT LLC | Feb 5, 2026 | Feb 10, 2026 | 5 | Channel change | RIA to RIA |
| ORION PORTFOLIO SOLUTIONS, LLC | WEALTHPLAN PARTNERS | May 27, 2025 | Jun 26, 2025 | 30 | Firm change | Ibd to RIA |
| ORION PORTFOLIO SOLUTIONS, LLC | ORION PORTFOLIO SOLUTIONS, LLC | Jan 6, 2023 | Jan 17, 2023 | 11 | Bulk transfer | RIA to ibd |
| FSA WEALTH PARTNERS | ORION PORTFOLIO SOLUTIONS, LLC | Sep 1, 2022 | Aug 26, 2022 | -6 | Firm change | RIA to RIA |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | FSA WEALTH PARTNERS | Jan 7, 2022 | Feb 11, 2022 | 35 | Firm change | Ibd to RIA |
| GROVE POINT ADVISORS, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jun 28, 2021 | Jul 21, 2021 | 23 | Firm change | Ibd to ibd |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Apr 1, 2021 | Apr 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| UNITED BROKERAGE SERVICES INC | H. BECK, INC. | May 10, 2019 | Mar 1, 2021 | 661 | Firm change after gap | RIA to ibd |
| WELLS FARGO ADVISORS | UNITED BROKERAGE SERVICES INC | Jan 9, 2019 | Jan 24, 2019 | 15 | Firm change | Wirehouse to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Aug 2, 2017 | Aug 7, 2017 | 5 | Firm change | Ibd to wirehouse |