DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Janiczek Wealth Management
Legal name Janiczek Wealth Management, LLC
Latest filing Mar 1, 2024
First filing on the tape Mar 21, 2012 · 38 filings
SEC status approved since Dec 13, 1990
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
69%
$772M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
$59.4M gross assets
History
38 filings and snapshots on the tape
RAUM$1.1B as of Feb 29, 2024
Mar 21, 2012$347M then
HNW client RAUM$716M as of Feb 29, 2024
Mar 21, 2018$472M then
State-registered IARs (5.B.3)6 as of Feb 29, 2024
Mar 21, 20120 then
Employees (5.A)10 as of Feb 29, 2024
Mar 26, 20138 then
Private funds1 as of Feb 29, 2024
Mar 23, 20231 then
RAUM +15% over the last fiscal year+13% a year over threeIARs 6 to 6offices 3 to 2
Practice profile
derived from the filing of Mar 1, 2024; every figure names its basis
- RAUM per advisor
- $187MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $803,571derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $60.7M, 4 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$716M64%
- Other investment advisers$325M29%
- Individuals$55.2M4.9%
- Charitable organizations$25.7M2.3%
- Individual clients
- 159reported
- HNW clients
- 206reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,397reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.7M for 4 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Justina Kayci Pearman to Cerity Partners LLCOct 22, 2024 · RIA to RIA
- Joseph John Janiczek to Cerity Partners LLCOct 22, 2024 · RIA to RIA
- Matthew James Morehead to Cerity Partners LLCOct 22, 2024 · RIA to RIA
- Robert Brady Siegrist to Cerity Partners LLCOct 22, 2024 · RIA to RIA
- Kyle Wood Kersting to Cerity Partners LLCOct 22, 2024 · RIA to RIA
- Brendan Michael White to Cerity Partners LLCOct 22, 2024 · RIA to RIA
- James Blair Callahan to Shine Wealth PartnersMay 13, 2019 · RIA to RIA
- Matthew Thomas Gray to Personal Capital Advisors CorporationNov 15, 2018 · RIA to RIA
- Brian E. O'Neil to Certuity, LLCJun 13, 2017 · Other
- Matthew James Morehead to Bridgewater Wealth & Financial Management, LLCNov 8, 2011 · Other
- Chad Aaron Mcdonnell to Denver InvestmentsMar 15, 2010 · Other
- Raquel Sue Hinman to The Wealth Conservancy, Inc.Dec 16, 2008 · Other
- Geraldine Ann Janiczek to J.F. Williams Co., Inc.Nov 12, 2002 · Other
Joined, latest
- Matthew James Morehead from Carlson Capital Management, LLCApr 13, 2022 · RIA to RIA
- Brendan Michael White from Charles Schwab & Co., Inc.May 11, 2021 · Affiliated broker-dealer or bank to independent RIA
- Justina Kayci Pearman from Charles Schwab & Co., Inc.Apr 1, 2019 · Affiliated broker-dealer or bank to independent RIA
- Matthew Thomas Gray from Jfg Family OfficeMay 28, 2016 · Other
- Brian E. O'Neil from Karsten AdvisorsOct 31, 2015 · Other
- Kyle Wood Kersting from Curian Capital, LLCSep 19, 2015 · Other
- James Blair Callahan from Bb&T Asset Management, Inc.Aug 11, 2011 · Other
- Robert Brady Siegrist from Advice And Planning ServicesOct 17, 2008 · Other
- Chad Aaron Mcdonnell from Charles Schwab & Co., Inc.Oct 17, 2008 · Other
- Raquel Sue Hinman from Msi Financial Services, Inc.Jul 3, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 6 left for Cerity Partners LLCOct 22, 2024 · Denver, Co · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Jwm Income & Growth Fund I LP | Other Private Fund | $59.4M | 46 | Jul 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- John Joseph Janiczek · Ceocontrolsince 12/2008 · owns less than 5%
- Wood Kyle Kersting · Partner/Chief Compliance Officercontrolsince 01/2021 · owns 5% to 10%
- Brady Robert Siegrist · Partnercontrolsince 01/2013 · owns 5% to 10%
- John Joseph Janiczek · Ownercontrolsince 01/2021 · owns 75% or more of Jjj Advisors, Inc.
Entity owners
- Jjj Advisors, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Jwm Partners I, LLCinvestment adviserpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,338 to 1,397Oct 9, 2023 to Feb 29, 2024
- Charity clients · unset to 5.0Oct 9, 2023 to Feb 29, 2024
- HNW clients · 172 to 206Oct 9, 2023 to Feb 29, 2024
- Individual clients · 164 to 159Oct 9, 2023 to Feb 29, 2024
- Assets in custody · $65.1M to $60.7MOct 9, 2023 to Feb 29, 2024
- Other offices · 3 to 2Oct 9, 2023 to Feb 29, 2024
- Discretionary RAUM · $973M to $1.1BOct 9, 2023 to Feb 29, 2024
- HNW RAUM · $657M to $716MOct 9, 2023 to Feb 29, 2024
- Individual RAUM · $40.3M to $55.2MOct 9, 2023 to Feb 29, 2024
- RAUM · $973M to $1.1BOct 9, 2023 to Feb 29, 2024
- Accounts · 1,240 to 1,338Aug 25, 2022 to Mar 23, 2023
- HNW clients · 162 to 172Aug 25, 2022 to Mar 23, 2023
- Individual clients · 101 to 164Aug 25, 2022 to Mar 23, 2023
- Assets in custody · $53.0M to $65.1MAug 25, 2022 to Mar 23, 2023
- Employees · 8 to 10Aug 25, 2022 to Mar 23, 2023
- State-registered IARs · 5 to 6Aug 25, 2022 to Mar 23, 2023
- Discretionary RAUM · $951M to $973MAug 25, 2022 to Mar 23, 2023
- HNW RAUM · $633M to $657MAug 25, 2022 to Mar 23, 2023
- Individual RAUM · $40.3M to $40.3MAug 25, 2022 to Mar 23, 2023
- RAUM · $951M to $973MAug 25, 2022 to Mar 23, 2023
- Advisory activities · 7 to 8Mar 26, 2022 to Jul 28, 2022
- Private funds · unset to 1Mar 26, 2022 to Jul 28, 2022
- Related adviser · false to trueMar 26, 2022 to Jul 28, 2022
- Accounts · 1,089 to 1,240Mar 19, 2021 to Mar 23, 2022
- Advisory employees · 6 to 5Mar 19, 2021 to Mar 23, 2022
- HNW clients · 135 to 162Mar 19, 2021 to Mar 23, 2022
- Individual clients · 60 to 101Mar 19, 2021 to Mar 23, 2022
- Assets in custody · $117M to $53.0MMar 19, 2021 to Mar 23, 2022
- State-registered IARs · 4 to 5Mar 19, 2021 to Mar 23, 2022
- Other offices · 0 to 3Mar 19, 2021 to Mar 23, 2022
- Discretionary RAUM · $780M to $951MMar 19, 2021 to Mar 23, 2022
- HNW RAUM · $546M to $633MMar 19, 2021 to Mar 23, 2022
- Individual RAUM · $30.4M to $40.3MMar 19, 2021 to Mar 23, 2022
- RAUM · $780M to $951MMar 19, 2021 to Mar 23, 2022
- Accounts · 1,043 to 1,089Jan 5, 2021 to Mar 17, 2021
- Advisory employees · 3 to 6Jan 5, 2021 to Mar 17, 2021
- Charity clients · 5.0 to unsetJan 5, 2021 to Mar 17, 2021
- Corporate clients · 0.0 to unsetJan 5, 2021 to Mar 17, 2021
- HNW clients · 133 to 135Jan 5, 2021 to Mar 17, 2021
- Individual clients · 146 to 60Jan 5, 2021 to Mar 17, 2021
Signals
12 dated events
- Janiczek Wealth Management no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $1.1B)May 2, 2025 · Left the SEC roster · derived
- Justina Kayci Pearman left Janiczek Wealth Management for Cerity Partners Llc (registered 2024-10-01)Oct 22, 2024 · Advisor changed firm · fact
- Robert Brady Siegrist left Janiczek Wealth Management for Cerity Partners Llc (registered 2024-10-01)Oct 22, 2024 · Advisor changed firm · fact
- Brendan Michael White left Janiczek Wealth Management for Cerity Partners Llc (registered 2024-10-01)Oct 22, 2024 · Advisor changed firm · fact
- Matthew James Morehead left Janiczek Wealth Management for Cerity Partners Llc (registered 2024-10-01)Oct 22, 2024 · Advisor changed firm · fact
- Kyle Wood Kersting left Janiczek Wealth Management for Cerity Partners Llc (registered 2024-10-01)Oct 22, 2024 · Advisor changed firm · fact
- Joseph John Janiczek left Janiczek Wealth Management for Cerity Partners Llc (registered 2024-10-01)Oct 22, 2024 · Advisor changed firm · fact
- Janiczek Wealth Management's advisors moved to Cerity Partners LLC (Denver, CO): 6 of 6 registered, on the same dayOct 22, 2024 · Firm absorbed (people side) · derived
- Janiczek Wealth Management reported RAUM $780.0M, up 30% from $599.7M (2021-01-05 to 2021-03-17)Mar 17, 2021 · RAUM change · derived
- Wood Kyle Kersting (Partner/Chief Compliance Officer) appeared on Schedule A of Janiczek Wealth ManagementMar 17, 2021 · Control person joined · fact
- Janiczek Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 5, 2021 · Succession (Item 4) · fact
- Blair James Callahan (Managing Partner) no longer on Schedule A of Janiczek Wealth Management (listed 2019-04-30, absent 2019-05-13)May 13, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026