DFX Intelligence

Data Factory

RIA / WealthAdvisor15 years in industry

Michael Mogavero

Advisor at MAIN MANAGEMENT, LLC

Tamarac, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de49fb59-e1f5-a008-7957-a0a51d595346

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIN MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Nov 29, 2010
First registration: Dec 1, 2010
Dual registered: no
Other names: MICHAEL A MOGAVERO|MICHAEL ANTHONY MOGAVERO
IAPD individual key: 4369072

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIN MANAGEMENT, LLC	Independent wealth	Feb 4, 2026	n/a	yes	Tamarac, FL	Current employment
Potomac	Asset manager	Oct 11, 2024	Jan 21, 2026	no	BETHESDA, MD\|Moorestown, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 26, 2021	Nov 7, 2023	no	STATEN ISLAND, NY	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Aug 6, 2014	Sep 21, 2017	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 1, 2010	Aug 4, 2014	no	STATEN ISLAND, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Potomac	MAIN MANAGEMENT, LLC	Jan 21, 2026	Feb 4, 2026	14	Firm change	Other
WELLS FARGO ADVISORS	Potomac	Nov 7, 2023	Oct 11, 2024	339	Firm change	Other
CLEARBRIDGE INVESTMENTS, LLC	WELLS FARGO ADVISORS	Sep 21, 2017	May 26, 2021	1,343	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CLEARBRIDGE INVESTMENTS, LLC	Aug 4, 2014	Aug 6, 2014	2	Firm change	Other

Relationships

Registered with (5)

→ MAIN MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ POTOMACRegistered adviserregistration: previous registration
Oct 11, 2024 to Jan 21, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 26, 2021 to Nov 7, 2023factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 6, 2014 to Sep 21, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 1, 2010 to Aug 4, 2014factForm ADV

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
Michael Mogavero left Potomac for Main Management, Llc (registered 2026-02-04)
Form ADVobserved 4 days ago
Occurred
Nov 7, 2023
Advisor changed firm
Michael Mogavero left Wells Fargo Advisors for Potomac (registered 2024-10-11)
Form ADVobserved 4 days ago