DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Michael A Mogavero
At current firm
0 y
since Feb 4, 2026
In the industry
15 y
since Nov 29, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Main Management, LLC independent RIA currentsince Feb 4, 2026 · Tamarac, Fl
- Potomac asset managerOct 11, 2024 to Jan 21, 2026 · Bethesda, Md
- Wells Fargo Advisors wirehouseMay 26, 2021 to Nov 7, 2023 · Staten Island, Ny
- Clearbridge Investments, LLC mixed wealthAug 6, 2014 to Sep 21, 2017 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 1, 2010 to Aug 4, 2014 · Staten Island, Ny
Moves
a registration end followed by a registration begin elsewhere
- Potomac to Main Management, LLCleft Jan 21, 2026, registered Feb 4, 2026 (14 days) · Other
- Wells Fargo Advisors to Potomacleft Nov 7, 2023, registered Oct 11, 2024 (339 days) · Other
- Clearbridge Investments, LLC to Wells Fargo Advisorsleft Sep 21, 2017, registered May 26, 2021 (1343 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Clearbridge Investments, LLCleft Aug 4, 2014, registered Aug 6, 2014 (2 days) · Other
Signals
- Michael Mogavero left Potomac for Main Management, Llc (registered 2026-02-04)Jan 21, 2026 · Advisor changed firm · fact
- Michael Mogavero left Wells Fargo Advisors for Potomac (registered 2024-10-11)Nov 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address