DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Integrity Capital, LLC

Former SEC-registered adviserHouston, TexasCRD 151719SEC 801-70642IAPD
Latest filing Jun 19, 2015
First filing on the tape Dec 2, 2011 · 10 filings
RAUM
$8.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
162
12 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$8.3B as of Mar 26, 2015
Mar 22, 2012$8.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)83 as of Mar 26, 2015
Mar 22, 20120 then
Employees (5.A)162 as of Mar 26, 2015
Mar 21, 2013129 then
Private funds: no history
RAUM +7.0% over the last fiscal year-1.1% a year over threeIARs 68 to 83
Practice profile
derived from the filing of Jun 19, 2015; every figure names its basis
RAUM per advisor
$99.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$8.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
83.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.0%derivedbetween the last two annual amendments
Advisor growth, one year
+22%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, pension consulting, selection of other advisers, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Axtell Paul Bachtold · Chief Compliance Officercontrol
      since 11/2010 · owns less than 5%
    • Arthur John Blaisdell · Chief Executive Officercontrol
      since 11/2010 · owns less than 5%
    • Shigeo Robert Naka · Chief Operating Officercontrol
      since 06/2015 · owns less than 5%
    • George Lee Partridge · President/Chief Investment Officercontrol
      since 09/2009 · owns less than 5%
    • Edward John Price · Chief Financial Officercontrol
      since 11/2010 · owns less than 5%
    • Lawrence Jeremy Radcliffe · Secretarycontrol
      since 11/2010 · owns less than 5%
    • Arthur John Blaisdell · Elected Managercontrol
      since 05/2003 · owns F of Salient Capital Management, LLC
    • Baird Andrew Linbeck · Elected Managercontrol
      since 05/2003 · owns F of Salient Capital Management, LLC
    • John Christopher Dean · Elected Manager
      since 01/2010 · owns F of Salient Capital Management, LLC
    • Philip John Ferguson · Elected Manager
      since 05/2012 · owns F of Salient Capital Management, LLC
    • John William Kelly · Elected Manager
      since 04/2011 · owns F of Salient Capital Management, LLC
    Entity owners
    • Salient Partners, L.P. · Member
      direct · owns 75% or more
    • Salient Capital Management, LLC · General Partner
      indirect · owns F of Salient Partners, L.P.
    Related persons
    Schedule D 7.A
    Advisers that list Integrity Capital, LLC as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 11 to 12
      Jun 9, 2014 to Mar 26, 2015
    • BD registered reps · 70 to 80
      Jun 9, 2014 to Mar 26, 2015
    • Employees · 156 to 162
      Jun 9, 2014 to Mar 26, 2015
    • Insurance-licensed employees · 68 to 83
      Jun 9, 2014 to Mar 26, 2015
    • State-registered IARs · 68 to 83
      Jun 9, 2014 to Mar 26, 2015
    • Discretionary RAUM · $7.7B to $8.3B
      Jun 9, 2014 to Mar 26, 2015
    • RAUM · $7.7B to $8.3B
      Jun 9, 2014 to Mar 26, 2015
    • Advisory employees · 9 to 11
      Mar 21, 2013 to Mar 24, 2014
    • BD registered reps · 52 to 70
      Mar 21, 2013 to Mar 24, 2014
    • Employees · 129 to 156
      Mar 21, 2013 to Mar 24, 2014
    • Insurance-licensed employees · 50 to 68
      Mar 21, 2013 to Mar 24, 2014
    • State-registered IARs · 50 to 68
      Mar 21, 2013 to Mar 24, 2014
    • Discretionary RAUM · $7.6B to $7.7B
      Mar 21, 2013 to Mar 24, 2014
    • RAUM · $7.6B to $7.7B
      Mar 21, 2013 to Mar 24, 2014
    • Accounts · 2 to 1
      May 21, 2012 to Mar 21, 2013
    • Advisory employees · unset to 9.0
      May 21, 2012 to Mar 21, 2013
    • BD registered reps · unset to 52.0
      May 21, 2012 to Mar 21, 2013
    • Employees · unset to 129.0
      May 21, 2012 to Mar 21, 2013
    • Insurance-licensed employees · 43 to 50
      May 21, 2012 to Mar 21, 2013
    • State-registered IARs · 0 to 50
      May 21, 2012 to Mar 21, 2013
    • Discretionary RAUM · $7.4B to $7.6B
      May 21, 2012 to Mar 21, 2013
    • Non-discretionary RAUM · $1.1B to $0
      May 21, 2012 to Mar 21, 2013
    • RAUM · $8.5B to $7.6B
      May 21, 2012 to Mar 21, 2013
    • Advisory activities · 3 to 4
      Mar 22, 2012 to Mar 30, 2012
    • Accounts · 1 to 2
      Dec 2, 2011 to Mar 22, 2012
    • Insurance-licensed employees · unset to 43.0
      Dec 2, 2011 to Mar 22, 2012
    • Discretionary RAUM · $7.7B to $7.4B
      Dec 2, 2011 to Mar 22, 2012
    • Non-discretionary RAUM · $0 to $1.1B
      Dec 2, 2011 to Mar 22, 2012
    • RAUM · $7.7B to $8.5B
      Dec 2, 2011 to Mar 22, 2012
    • Related bank · false to true
      Dec 2, 2011 to Mar 22, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026