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CRD 106699
HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AUBE, RENE | SENIOR MANAGING DIRECTOR AND DIRECTOR | Na | yes | 01/2022 | Jan 11, 2022 | Nov 6, 2024 |
| BRENNAN, TIMOTHY, L. | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2017 | Jul 6, 2017 | Nov 6, 2024 |
| EDELBLUM, IRA | SENIOR MANAGING DIRECTOR AND DIRECTOR | Na | yes | 03/2021 | Mar 26, 2021 | Nov 6, 2024 |
| MAHER, JOHN, M | EXECUTIVE MANAGING DIRECTOR AND DIRECTOR | Na | yes | 08/2015 | Sep 8, 2015 | Nov 6, 2024 |
| NORMAN, HARRY, PATRICK | CHIEF RISK OFFICER | Na | yes | 11/2024 | Nov 6, 2024 | Nov 6, 2024 |
| PAGE, BRENDA, JEAN | SECRETARY AND CHIEF LEGAL OFFICER | Na | yes | 08/2007 | Dec 22, 2011 | Nov 6, 2024 |
| PASCAVIS, TRAVIS, SCOTT | SENIOR MANAGING DIRECTOR AND DIRECTOR | Na | yes | 08/2024 | Aug 2, 2024 | Nov 6, 2024 |
| PERROTTI, PETER, P. | EXECUTIVE MANAGING DIRECTOR AND DIRECTOR | Na | yes | 12/2022 | Aug 7, 2020 | Nov 6, 2024 |
| STEPNOWSKI, AMY, MARIE | PRESIDENT AND DIRECTOR | Na | yes | 08/2020 | Nov 15, 2018 | Nov 6, 2024 |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. | PARENT OF APPLICANT | E | yes | 12/1996 | Dec 22, 2011 | Nov 6, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HARTFORD FUNDS MANAGEMENT COMPANY, LLC | n/a | Asset manager | $152B | N | yes | n/a |
| HARTFORD FUNDS DISTRIBUTORS, LLC | n/a | Former SEC adviser | $51B | N | yes | n/a |
| LATTICE STRATEGIES LLC | n/a | Asset manager | $2.2B | N | yes | n/a |
| FIRST STATE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD ACCIDENT AND INDEMNITY COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD ASIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD CASUALTY GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD CASUALTY INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD FIRE GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD FIRE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE COMPANY OF ILLINOIS | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE COMPANY OF THE MIDWEST | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE COMPANY OF THE SOUTHEAST | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD INSURANCE, LTD. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD LLOYD'S INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD OF TEXAS GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD OF THE SOUTHEAST GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD SPECIALTY INSURANCE SERVICES OF TEXAS, LLC | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD UNDERWRITERS GENERAL AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD UNDERWRITERS INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| HARTFORD UNDERWRITING AGENCY LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HERITAGE REINSURANCE COMPANY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| MAXUM CASUALTY INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| MAXUM INDEMNITY COMPANY | n/a | n/a | n/a | N | yes | n/a |
| MAXUM SPECIALTY SERVICES CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS MANAGEMENT COMPANY, INC. | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS SPECIALTY INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NAVIGATORS UNDERWRITING LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NEW ENGLAND INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| NEW ENGLAND REINSURANCE CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| NEW OCEAN INSURANCE COMPANY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| NUTMEG INSURANCE AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| NUTMEG INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| PACIFIC INSURANCE COMPANY, LIMITED | n/a | n/a | n/a | N | yes | n/a |
| PROPERTY AND CASUALTY INSURANCE COMPANY OF HARTFORD | n/a | n/a | n/a | N | yes | n/a |
| SENTINEL INSURANCE COMPANY, LTD. | n/a | n/a | n/a | N | yes | n/a |
| TRUMBULL INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| TWIN CITY FIRE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $124B | $118B | 322 | 122 | 2 | 13 | n/a |
| 2024 | Mar 27, 2025 | $114B | $110B | 317 | 115 | 2 | 13 | n/a |
| 2023 | Mar 28, 2024 | $110B | $107B | 296 | 117 | 3 | 36 | $20B |
| 2022 | Mar 23, 2023 | $111B | $107B | 290 | 116 | 6 | 33 | $18B |
| 2021 | Mar 29, 2022 | $109B | $107B | 289 | 112 | 4 | 33 | $21B |
| 2020 | Mar 26, 2021 | $109B | $107B | 288 | 113 | 5 | 35 | $22B |
| 2019 | Mar 27, 2020 | $102B | $100B | 281 | 111 | 3 | 34 | $21B |
| 2018 | Mar 28, 2019 | $94B | $92B | 280 | 109 | 0 | 36 | $20B |
| 2017 | Mar 29, 2018 | $102B | $102B | 300 | 122 | 1 | 39 | $20B |
| 2016 | Mar 31, 2017 | $102B | $102B | 316 | 146 | n/a | 40 | $20B |
| 2015 | Mar 30, 2016 | $107B | $107B | 328 | 147 | n/a | 42 | $20B |
| 2014 | Mar 31, 2015 | $113B | $113B | 358 | 226 | n/a | 46 | $21B |
| 2013 | Mar 31, 2014 | $116B | $116B | 356 | 234 | n/a | 53 | $20B |
| 2012 | Apr 1, 2013 | $148B | $147B | 353 | 243 | n/a | 53 | $21B |
| 2011 | Mar 30, 2012 | $169B | $168B | n/a | n/a | n/a | 30 | $40B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $124B | $114B | 8.4% | $111B | 3.7% | 322 | 317 | 2 | 2 |