DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hartford Investment Management Company
Latest filing Mar 27, 2026
First filing on the tape Dec 22, 2011 · 41 filings
SEC status approved since Dec 31, 1996
RAUM
$124B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
322
122 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
13
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$124B as of Mar 27, 2026
Mar 30, 2012$169B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)322 as of Mar 27, 2026
Apr 1, 2013353 then
Private funds13 as of Mar 27, 2026
Mar 30, 201230 then
RAUM +8.4% over the last fiscal year+3.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $661MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$89B72%
- Pooled investment vehicles$21B17%
- Other investment advisers$6.0B4.9%
- Pension and profit-sharing plans$3.9B3.1%
- Banks and thrifts$3.0B2.4%
- Investment companies$390M0.3%
- Corporations and businesses$255M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 187reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.22 institutional_share=0.75 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
77 reported on Schedule D 7.B.(1)
All funds of Hartford Investment Management Company
Owners and control persons
Schedule A and B, latest filing
- Rene Aube · Senior Managing Director And Directorcontrolsince 01/2022 · owns less than 5%
- L. Timothy Brennan · Chief Compliance Officercontrolsince 07/2017 · owns less than 5%
- Ira Edelblum · Senior Managing Director And Directorcontrolsince 03/2021 · owns less than 5%
- M John Maher · Executive Managing Director And Directorcontrolsince 08/2015 · owns less than 5%
- Patrick Harry Norman · Chief Risk Officercontrolsince 11/2024 · owns less than 5%
- Jean Brenda Page · Secretary And Chief Legal Officercontrolsince 08/2007 · owns less than 5%
- Scott Travis Pascavis · Senior Managing Director And Directorcontrolsince 08/2024 · owns less than 5%
- P. Peter Perrotti · Executive Managing Director And Directorcontrolsince 12/2022 · owns less than 5%
- Marie Amy Stepnowski · President And Directorcontrolsince 08/2020 · owns less than 5%
Entity owners
- The Hartford Financial Services Group, Inc. · Parent Of Applicantdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- First State Insurance Companyreal estaten
- Hartford Accident And Indemnity Companyreal estaten
- Hartford Asia Limitedreal estaten
- Hartford Casualty General Agency, Inc.real estaten
- Hartford Casualty Insurance Companyreal estaten
- Hartford Fire General Agency, Inc.real estaten
- Hartford Fire Insurance Companyreal estaten
- Hartford Investment Financial Services, LLCbroker-dealernRAUM $51B
- Hartford Fundsinvestment adviserbankpooled vehicle sponsornRAUM $152B
- Hartford Insurance Company Of Illinoisreal estaten
- Hartford Insurance Company Of The Midwestreal estaten
- Hartford Insurance Company Of The Southeastreal estaten
- Hartford Insurance, Ltd.real estaten
- Hartford Life And Accident Insurance Companyreal estaten
- Hartford Lloyd'S Insurance Companyreal estaten
- Hartford Of Texas General Agency, Inc.real estaten
- Hartford Of The Southeast General Agency, Inc.real estaten
- Hartford Specialty Insurance Services Of Texas, LLCreal estaten
- Hartford Underwriters General Agency, Inc.real estaten
- Hartford Underwriters Insurance Companyreal estaten
- Hartford Underwriting Agency Limitedreal estaten
- Heritage Reinsurance Company, Ltd.real estaten
- Hartford Fundsinvestment adviserbankpooled vehicle sponsornRAUM $2.2B
- Maxum Casualty Insurance Companyreal estaten
- Maxum Indemnity Companyreal estaten
- Maxum Specialty Services Corporationreal estaten
- Navigators Insurance Companyreal estaten
- Navigators Management Company, Inc.real estaten
- Navigators Specialty Insurance Companyreal estaten
- Navigators Underwriting Limitedreal estaten
Advisers that list Hartford Investment Management Company as a related person
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 177 to 187Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 115 to 122Mar 27, 2025 to Mar 27, 2026
- Employees · 317 to 322Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $110B to $118BMar 27, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $3.9B to $6.0BMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $3.8B to $3.9BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $20B to $21BMar 27, 2025 to Mar 27, 2026
- RAUM · $114B to $124BMar 27, 2025 to Mar 27, 2026
- Accounts · 170 to 177Nov 6, 2024 to Mar 27, 2025
- Advisory employees · 117 to 115Nov 6, 2024 to Mar 27, 2025
- Corporate clients · 5.0 to unsetNov 6, 2024 to Mar 27, 2025
- Pooled vehicle clients · 36 to 13Nov 6, 2024 to Mar 27, 2025
- Employees · 296 to 317Nov 6, 2024 to Mar 27, 2025
- Financial planning clients · unset to Nov 6, 2024 to Mar 27, 2025
- Private funds · 36 to 13Nov 6, 2024 to Mar 27, 2025
- Discretionary RAUM · $107B to $110BNov 6, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $3.6B to $3.9BNov 6, 2024 to Mar 27, 2025
- Pension RAUM · $4.0B to $3.8BNov 6, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $20B to $20BNov 6, 2024 to Mar 27, 2025
- RAUM · $110B to $114BNov 6, 2024 to Mar 27, 2025
- Other offices · 3 to 2Aug 2, 2024 to Nov 6, 2024
- Accounts · 182 to 170Mar 23, 2023 to Mar 28, 2024
- Advisory employees · 116 to 117Mar 23, 2023 to Mar 28, 2024
- Corporate clients · 6 to 5Mar 23, 2023 to Mar 28, 2024
- Pooled vehicle clients · 33 to 36Mar 23, 2023 to Mar 28, 2024
- Employees · 290 to 296Mar 23, 2023 to Mar 28, 2024
- Other offices · 6 to 3Mar 23, 2023 to Mar 28, 2024
- Private funds · 33 to 36Mar 23, 2023 to Mar 28, 2024
- Discretionary RAUM · $107B to $107BMar 23, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $4.0B to $3.6BMar 23, 2023 to Mar 28, 2024
- Pension RAUM · $4.0B to $4.0BMar 23, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $18B to $20BMar 23, 2023 to Mar 28, 2024
- RAUM · $111B to $110BMar 23, 2023 to Mar 28, 2024
- Accounts · 158 to 182Nov 15, 2022 to Mar 23, 2023
- Advisory employees · 112 to 116Nov 15, 2022 to Mar 23, 2023
- Employees · 289 to 290Nov 15, 2022 to Mar 23, 2023
- Other offices · 5 to 6Nov 15, 2022 to Mar 23, 2023
- Discretionary RAUM · $107B to $107BNov 15, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $2.3B to $4.0BNov 15, 2022 to Mar 23, 2023
- Pension RAUM · $4.9B to $4.0BNov 15, 2022 to Mar 23, 2023
Signals
15 dated events
- Navin Sharma (Chief Risk Officer) no longer on Schedule A of Hartford Investment Management Company (listed 2024-08-02, absent 2024-11-06)Nov 6, 2024 · Control person left · inference
- Patrick Harry Norman (Chief Risk Officer) appeared on Schedule A of Hartford Investment Management CompanyNov 6, 2024 · Control person joined · fact
- Scott Travis Pascavis (Senior Managing Director And Director) appeared on Schedule A of Hartford Investment Management CompanyAug 2, 2024 · Control person joined · fact
- Joan Elaine Nigro (Executive Vice President And Director) no longer on Schedule A of Hartford Investment Management Company (listed 2024-03-28, absent 2024-08-02)Aug 2, 2024 · Control person left · inference
- Navin Sharma (Chief Risk Officer) appeared on Schedule A of Hartford Investment Management CompanyMar 23, 2023 · Control person joined · fact
- J. Tracy Eccles (Executive Vice President And Director) no longer on Schedule A of Hartford Investment Management Company (listed 2022-09-16, absent 2022-11-15)Nov 15, 2022 · Control person left · inference
- R Danny Beagle (Chief Risk Officer) no longer on Schedule A of Hartford Investment Management Company (listed 2022-03-29, absent 2022-09-16)Sep 16, 2022 · Control person left · inference
- Morgan Eric Fay (Managing Director And Director) no longer on Schedule A of Hartford Investment Management Company (listed 2021-03-26, absent 2022-01-11)Jan 11, 2022 · Control person left · inference
- Rene Aube (Executive Vice President And Director) appeared on Schedule A of Hartford Investment Management CompanyJan 11, 2022 · Control person joined · fact
- Ira Edelblum (Executive Vice President And Director) appeared on Schedule A of Hartford Investment Management CompanyMar 26, 2021 · Control person joined · fact
- David John Melvin (Managing Director And Director) no longer on Schedule A of Hartford Investment Management Company (listed 2020-08-07, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Scott Brion Johnson (President And Director) no longer on Schedule A of Hartford Investment Management Company (listed 2020-03-27, absent 2020-08-07)Aug 7, 2020 · Control person left · inference
- Joan Elaine Nigro (Executive Vice President And Director) appeared on Schedule A of Hartford Investment Management CompanyAug 7, 2020 · Control person joined · fact
- P. Peter Perrotti (Executive Vice President And Director) appeared on Schedule A of Hartford Investment Management CompanyAug 7, 2020 · Control person joined · fact
- J. Tracy Eccles (Executive Vice President And Director) appeared on Schedule A of Hartford Investment Management CompanyAug 7, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hartford-investment-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HIMCO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 860-297-6700reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Hartford Investment Management Company is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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