RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• K•••
- I•••••• A•••••••• I••• asset manager currentsince Jul 11, 2022 · New York, Ny
- R•••••• I••••••••• asset managerJul 16, 2018 to Jan 14, 2021 · Seattle, Wa
- B•••••••• I••••••••• M••••••••• L•• asset managerSep 26, 2014 to Mar 6, 2018 · New York, Ny
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• formerMar 22, 2007 to Aug 17, 2007 · Stamford, Ct
- G••••••• A•••• M••••••••• I••• unclassifiedFeb 20, 2007 to Mar 15, 2007 · St. Louis, Mo
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 15, 2002 to Sep 15, 2003 · Weston, Fl
- R•••••• I••••••••• to I•••••• A•••••••• I•••left Jan 14, 2021, registered Jul 11, 2022 (543 days) · Other
- B•••••••• I••••••••• M••••••••• L•• to R•••••• I•••••••••left Mar 6, 2018, registered Jul 16, 2018 (132 days) · Other
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Aug 17, 2007, registered Sep 26, 2014 (2597 days) · Other
- G••••••• A•••• M••••••••• I••• to A•••••• G••••• I•••••••• M•••••• A••••••• L••left Mar 15, 2007, registered Mar 22, 2007 (7 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to G••••••• A•••• M••••••••• I•••left Sep 15, 2003, registered Feb 20, 2007 (1254 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address