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RIA / WealthAdvisorCertified Financial Planner19 years in industry

KLAUS GERHARD STEINKE

Advisor at AVIOR WEALTH MANAGEMENT, LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:e0b00a4c-0235-78df-4362-680969f2c916

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIOR WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 12, 2006
First registration: Oct 27, 2006
Dual registered: no
Other names: KLAUS STEINKE|KLAUS GERHARD STEINKE|KLAUS STEINKE|Klaus G Steinke
IAPD individual key: 5182198

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIOR WEALTH MANAGEMENT, LLC	Independent wealth	Nov 17, 2021	n/a	yes	OMAHA, NE	Current employment
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Mar 13, 2020	Nov 15, 2021	no	JACKSON, TN\|Creston, IA\|West Des Moines, IA\|Creston, IA	Previous registration
CREATIVEONE WEALTH, LLC	Independent wealth	Nov 16, 2017	Nov 5, 2019	no	OMAHA, NE\|OVERLAND PARK, KS	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 14, 2011	Oct 9, 2017	no	OMAHA, NE	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 8, 2009	Dec 22, 2009	no	OMAHA, NE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 29, 2007	Jul 9, 2009	no	OMAHA, NE	Previous registration
EDWARD JONES	National bd RIA	Oct 27, 2006	Jun 21, 2007	no	BELLEVUE, NE\|ST LOUIS, MO\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SILVER OAK SECURITIES, INC.	AVIOR WEALTH MANAGEMENT, LLC	Nov 15, 2021	Nov 17, 2021	2	Firm change	Ibd to RIA
CREATIVEONE WEALTH, LLC	SILVER OAK SECURITIES, INC.	Nov 5, 2019	Mar 13, 2020	129	Firm change	RIA to ibd
STRATEGIC ADVISERS LLC	CREATIVEONE WEALTH, LLC	Oct 9, 2017	Nov 16, 2017	38	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	STRATEGIC ADVISERS LLC	Dec 22, 2009	Jan 14, 2011	388	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 9, 2009	Oct 8, 2009	91	Firm change	Wirehouse to ibd
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 21, 2007	Jun 29, 2007	8	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ AVIOR WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 17, 2021 to presentfactForm ADV
→ SILVER OAK SECURITIES, INC.Registered adviserregistration: previous registration
Mar 13, 2020 to Nov 15, 2021factForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
Nov 16, 2017 to Nov 5, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 14, 2011 to Oct 9, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 8, 2009 to Dec 22, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 29, 2007 to Jul 9, 2009factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 27, 2006 to Jun 21, 2007factForm ADV

Dated events

No dated event names this entity yet.