DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Klaus Gerhard Steinke
Certified Financial Planner
Feed of 09/14/2026
Also filed as Klaus Steinke
At current firm
4 y
since Nov 17, 2021
In the industry
19 y
since Oct 12, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Avior Wealth Management, LLC independent RIA currentsince Nov 17, 2021 · Omaha, Ne
- Silver Oak Securities, Inc. BD affiliatedMar 13, 2020 to Nov 15, 2021 · Jackson, Tn
- Creativeone Wealth, LLC independent RIANov 16, 2017 to Nov 5, 2019 · Omaha, Ne
- Strategic Advisers LLC national BDJan 14, 2011 to Oct 9, 2017 · Omaha, Ne
- Ameriprise Financial Services, LLC national BDOct 8, 2009 to Dec 22, 2009 · Omaha, Ne
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 29, 2007 to Jul 9, 2009 · Omaha, Ne
- Edward Jones national BDOct 27, 2006 to Jun 21, 2007 · Bellevue, Ne
Moves
a registration end followed by a registration begin elsewhere
- Silver Oak Securities, Inc. to Avior Wealth Management, LLCleft Nov 15, 2021, registered Nov 17, 2021 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Creativeone Wealth, LLC to Silver Oak Securities, Inc.left Nov 5, 2019, registered Mar 13, 2020 (129 days) · RIA to affiliated broker-dealer or bank
- Strategic Advisers LLC to Creativeone Wealth, LLCleft Oct 9, 2017, registered Nov 16, 2017 (38 days) · Other
- Ameriprise Financial Services, LLC to Strategic Advisers LLCleft Dec 22, 2009, registered Jan 14, 2011 (388 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLCleft Jul 9, 2009, registered Oct 8, 2009 (91 days) · Wirehouse to affiliated broker-dealer or bank
- Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 21, 2007, registered Jun 29, 2007 (8 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address