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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Dennis Alan MacDonald

Advisor at AMPLIFY ETFS

LISLE, IL | LaJolla, CA

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Search this name across graphsid dfx:ria:e1a16f4e-4bd5-76f6-172d-3caaeae80567

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 29, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMPLIFY ETFS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 22, 1991
First registration: May 29, 2001
Dual registered: yes, broker-dealer
Other names: DENNIS ALAN MACDONALD|DENNIS ALAN JR MACDONALD|DENNIS ALAN MACDONALD|DENNIS ALAN MACDONALD
IAPD individual key: 2126325

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMPLIFY ETFS	Asset manager	Aug 10, 2026	n/a	yes	LISLE, IL\|LaJolla, CA	Current employment
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Dec 4, 2024	Feb 5, 2026	no	PRINCETON, NJ\|SAN DIEGO, CA\|LAJOLLA, CA	Previous registration
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	Asset manager	Apr 20, 2020	Oct 31, 2024	no	PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Former SEC adviser	Feb 1, 2012	Apr 20, 2020	no	PHILADELPHIA, PA	Previous registration
TCW INVESTMENT MANAGEMENT COMPANY LLC	Asset manager	Nov 10, 2008	Oct 19, 2010	no	LOS ANGELES, CA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	May 29, 2001	Apr 23, 2008	no	BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	May 29, 2001	Apr 23, 2008	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORS ASSET MANAGEMENT, INC.	AMPLIFY ETFS	Feb 5, 2026	Aug 10, 2026	186	Firm change	Other
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	ADVISORS ASSET MANAGEMENT, INC.	Oct 31, 2024	Dec 4, 2024	34	Firm change	Other
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	Apr 20, 2020	Apr 20, 2020	0	Bulk transfer	Other
TCW INVESTMENT MANAGEMENT COMPANY LLC	DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Oct 19, 2010	Feb 1, 2012	470	Firm change after gap	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Apr 23, 2008	May 29, 2001	-2,521	Firm change after gap	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	TCW INVESTMENT MANAGEMENT COMPANY LLC	Apr 23, 2008	Nov 10, 2008	201	Firm change	Other

Relationships

Registered with (7)

→ AMPLIFY ETFSRegistered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 4, 2024 to Feb 5, 2026factForm ADV
→ NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTRegistered adviserregistration: previous registration
Apr 20, 2020 to Oct 31, 2024factForm ADV
→ DELAWARE CAPITAL MANAGEMENT ADVISERS, INCRegistered adviserregistration: previous registration
Feb 1, 2012 to Apr 20, 2020factForm ADV
→ TCW INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Nov 10, 2008 to Oct 19, 2010factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
May 29, 2001 to Apr 23, 2008factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
May 29, 2001 to Apr 23, 2008factForm ADV

Dated events

Occurred
Feb 5, 2026
Advisor changed firm
Dennis Alan Macdonald left Advisors Asset Management, Inc. for Amplify Etfs (registered 2026-08-10)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2024
Advisor changed firm
Dennis Alan Macdonald left Nomura Investment Management Business Trust for Advisors Asset Management, Inc. (registered 2024-12-04)
Form ADVobserved 4 days ago