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M•••••• J••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

M•••••• J••• W••••••••

Advisor at D•••••••• A••••••• S•••••••• L••

Owasso, OK | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:e1d66950-3691-a00c-84fb-c9b8b625e6b4

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2003 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 18, 2026	n/a	yes	Owasso, OK\|SOUTH JORDAN, UT	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jan 5, 2015	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• A•••••••	C••••••••• F•••••••• N••••••	Jan 5, 2015	Jan 5, 2015	0	Firm change	Other
A••••• W••••• M•••••••••	B•• F•••••••• A•••••••	Nov 13, 2006

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jan 5, 2015 to presentfactForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 3, 2006 to Jan 5, 2015factForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 26, 2006 to Nov 13, 2006factForm ADV
→ C••••• I••••••••• S••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1d66950-3691-a00c-84fb-c9b8b625e6b4
First observed: Jan 14, 2003
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.