RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• W••••••••
- D•••••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 18, 2026 · Owasso, Ok
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 5, 2015 · Owasso, Ok
- B•• F•••••••• A••••••• BD affiliatedNov 3, 2006 to Jan 5, 2015 · Owasso, Ok
- A••••• W••••• M••••••••• independent RIAMay 26, 2006 to Nov 13, 2006 · Bartlesville, Ok
- C••••• I••••••••• S••••••• L•• formerJan 14, 2003 to Sep 22, 2005 · Owasso, Ok
- B•• F•••••••• A••••••• to C••••••••• F•••••••• N••••••left Jan 5, 2015, registered Jan 5, 2015 (0 days) · Other
- A••••• W••••• M••••••••• to B•• F•••••••• A•••••••left Nov 13, 2006, registered Nov 3, 2006 (-10 days) · Other
- C••••• I••••••••• S••••••• L•• to A••••• W••••• M•••••••••left Sep 22, 2005, registered May 26, 2006 (246 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address