DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• W••••• M••••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Dec 12, 2017 · 31 filings
SEC status approved since Jan 12, 2018
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$1.3B individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$79.5M
derived; firm RAUM over IAPD count
Employees
23
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.4B as of Feb 3, 2026
Mar 14, 2019$463M then
HNW client RAUM$1.2B as of Feb 3, 2026
Mar 14, 2019$413M then
State-registered IARs (5.B.3)17 as of Feb 3, 2026
Mar 14, 20197 then
Employees (5.A)23 as of Feb 3, 2026
Mar 14, 201911 then
Private funds: no history
RAUM +19% over the last fiscal year+17% a year over threeIARs 15 to 17
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $429,317derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 9.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B81%
- Individuals$184M13%
- Corporations and businesses$80.7M5.6%
- State and municipal entities$5.4M0.4%
- Charitable organizations$3.3M0.2%
- Individual clients
- 392reported
- HNW clients
- 379reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,335reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• D•••••• S••••• | Portland, Or | Mar 8, 2018 | 29 y | 1 |
| J••••• P•••••• G•••• | Portland, Or | Mar 8, 2018 | 33 y | 1 |
| D•••• J••• P••••••• | Portland, Or | Mar 9, 2018 | 33 y | 1 |
| S•••••• C•••••• J••••Certified Financial Planner, Chartered Financial Analyst | Bend, Or | Jan 23, 2020 | 16 y | 1 |
| R••• J••••• C•••••Certified Financial Planner | Portland, Or | Dec 8, 2021 | 16 y | 0 |
| C••••••••• T••• J••••Certified Financial Planner | Bend, Or | Oct 26, 2022 | 16 y | 2 |
| C•••••• R•••• T•••• | West Valley City, Ut | Jun 21, 2024 | 11 y | 2 |
| S•••••• A••••••••• G••••••••Certified Financial Planner | Portland, Or | Aug 19, 2024 | 10 y | 0 |
| K•••••• M• K••••••••Certified Financial Planner | Phoenix, Az | Aug 20, 2024 | 11 y | 1 |
| R•••• A• C•••• | Portland, Or | Jan 2, 2025 | 26 y | 1 |
| M••••••• B••••••• | Bend, Or | Mar 13, 2025 | 10 y | 2 |
| C•••••••• J•••• M••••• | Layton, Ut | Jun 26, 2025 | 12 y | 1 |
| A••••• J•••• B••••••• | Portland, Or | Jun 26, 2025 | 10 y | 0 |
| W•••••• P•••••••Certified Financial Planner | Portland, Or | Sep 19, 2025 | 10 y | 0 |
| K•••• N••••• P••••••••• | Portland, Or | Oct 10, 2025 | 22 y | 2 |
| J•••••••• W•••• W•••••••Certified Financial Planner | Bend, Or | Nov 30, 2025 | 18 y | 0 |
| K••••• E•••••••• B••••• | Portland, Or | Dec 11, 2025 | 26 y | 3 |
| W•••••• E•••• C•••••••••Certified Financial Planner | Portland, Or | Mar 26, 2026 | 11 y | 1 |
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.6% of current headcount2 left over 36 months
Left, latest
- E••• S•••• K••••• to A• W••••• M••••••••• L••Oct 15, 2025 · RIA to affiliated broker-dealer or bank
- J••••••• M•••••• L••• to J••• M••••• S••••••••• L••Dec 19, 2024 · RIA to wirehouse
Joined, latest
- W•••••• E•••• C••••••••• from F••••• I•••••••••Mar 26, 2026 · RIA to RIA
- K••••• E•••••••• B••••• from W•••• F•••• A•••••••Dec 11, 2025 · Wirehouse to independent RIA
- K•••• N••••• P••••••••• from J••• M••••• S••••••••• L••Oct 10, 2025 · Wirehouse to independent RIA
- C•••••••• J•••• M••••• from W••••• E••••••••• A••••••• S•••••••• L••Jun 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- E••• S•••• K••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 3, 2025 · Wirehouse to independent RIA
- M••••••• B••••••• from J••• M••••• S••••••••• L••Mar 13, 2025 · Wirehouse to independent RIA
- R•••• A• C•••• from M••••• S••••••Jan 2, 2025 · Wirehouse to independent RIA
- K•••••• M• K•••••••• from R••••• W• B•••• • C•• I•••••••••Aug 20, 2024 · RIA to RIA
- C•••••• R•••• T•••• from S•• W•••••Jun 21, 2024 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• T••• J•••• from F••••••• P••••••• A•• W•••••••• A•••••••Oct 26, 2022 · Affiliated broker-dealer or bank to independent RIA
- S•••••• C•••••• J•••• from S•••••••• A••••••• L••Jan 23, 2020 · Affiliated broker-dealer or bank to independent RIA
- D•••• J••• P••••••• from W•••• F•••• A•••••••Mar 9, 2018 · Wirehouse to independent RIA
- J••••• P•••••• G•••• from W•••• F•••• A•••••••Mar 8, 2018 · Wirehouse to independent RIA
- K•••• D•••••• S••••• from W•••• F•••• A•••••••Mar 8, 2018 · Wirehouse to independent RIA
- J••••••• M•••••• L••• from W•••• F•••• A•••••••Feb 26, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from W•••• F•••• A•••••••Jan 22, 2018 · Portland, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••••• D••••• J••• · Managing Membercontrolsince 01/2018 · owns 50% to 75%
- S•••••• K••••• D•••••• · Managing Member & Chief Compliance Officercontrolsince 01/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or | 11 | 4 | 0 | ||
| Bend, Or · principal | 4 | 1 | 0 | ||
| Beaverton, Or | 0 | 0 | 0 | ||
| Provo, Ut | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Portland, OR4 employees
What changed
consecutive filings, newest first
- Accounts · 2,950 to 3,335Jul 26, 2025 to Feb 3, 2026
- HNW clients · 363 to 379Jul 26, 2025 to Feb 3, 2026
- Individual clients · 350 to 392Jul 26, 2025 to Feb 3, 2026
- Assets in custody · $1.2B to $1.4BJul 26, 2025 to Feb 3, 2026
- State-registered IARs · 15 to 17Jul 26, 2025 to Feb 3, 2026
- Discretionary RAUM · $1.2B to $1.4BJul 26, 2025 to Feb 3, 2026
- HNW RAUM · $1.0B to $1.2BJul 26, 2025 to Feb 3, 2026
- Individual RAUM · $142M to $184MJul 26, 2025 to Feb 3, 2026
- RAUM · $1.2B to $1.4BJul 26, 2025 to Feb 3, 2026
- Financial planning clients · 0 to 0Mar 11, 2025 to Jul 26, 2025
- Accounts · 2,682 to 2,950Jun 14, 2024 to Mar 11, 2025
- Advisory employees · 12 to 13Jun 14, 2024 to Mar 11, 2025
- Corporate clients · 21 to 32Jun 14, 2024 to Mar 11, 2025
- HNW clients · 349 to 363Jun 14, 2024 to Mar 11, 2025
- Individual clients · 303 to 350Jun 14, 2024 to Mar 11, 2025
- Assets in custody · $1.1B to $1.2BJun 14, 2024 to Mar 11, 2025
- Employees · 18 to 23Jun 14, 2024 to Mar 11, 2025
- State-registered IARs · 12 to 15Jun 14, 2024 to Mar 11, 2025
- Discretionary RAUM · $1.1B to $1.2BJun 14, 2024 to Mar 11, 2025
- HNW RAUM · $937M to $1.0BJun 14, 2024 to Mar 11, 2025
- Individual RAUM · $108M to $142MJun 14, 2024 to Mar 11, 2025
- RAUM · $1.1B to $1.2BJun 14, 2024 to Mar 11, 2025
- Accounts · 2,404 to 2,682Sep 11, 2023 to Feb 14, 2024
- Advisory employees · 9 to 12Sep 11, 2023 to Feb 14, 2024
- Corporate clients · 15 to 21Sep 11, 2023 to Feb 14, 2024
- HNW clients · 322 to 349Sep 11, 2023 to Feb 14, 2024
- Individual clients · 273 to 303Sep 11, 2023 to Feb 14, 2024
- Assets in custody · $889M to $1.1BSep 11, 2023 to Feb 14, 2024
- Employees · 19 to 18Sep 11, 2023 to Feb 14, 2024
- State-registered IARs · 13 to 12Sep 11, 2023 to Feb 14, 2024
- Discretionary RAUM · $889M to $1.1BSep 11, 2023 to Feb 14, 2024
- HNW RAUM · $781M to $937MSep 11, 2023 to Feb 14, 2024
- Individual RAUM · $86.1M to $108MSep 11, 2023 to Feb 14, 2024
- RAUM · $889M to $1.1BSep 11, 2023 to Feb 14, 2024
- Accounts · 2,086 to 2,404Sep 9, 2022 to Mar 14, 2023
- Advisory employees · 7 to 9Sep 9, 2022 to Mar 14, 2023
- Corporate clients · 9 to 15Sep 9, 2022 to Mar 14, 2023
- HNW clients · 301 to 322Sep 9, 2022 to Mar 14, 2023
- Individual clients · 235 to 273Sep 9, 2022 to Mar 14, 2023
- Assets in custody · $979M to $889MSep 9, 2022 to Mar 14, 2023
Signals
3 dated events
- E••• K••••• left J•• W••••• M••••••••• L•• for A• W••••• M••••••••• L•• (registered 2026-04-23)Oct 15, 2025 · Advisor changed firm · fact
- J••••••• M•••••• L••• left J•• W••••• M••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-06-03)Dec 19, 2024 · Advisor changed firm · fact
- J•• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 12, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jgpwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-446-4976reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-446-6450reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/JGPWEALTHreportedpublic record, Form ADV, Sep 18, 2026
- Website
- JGPWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-446-6450reportedpublic record, Form ADV, Feb 3, 2026
- Team page
- jgpwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026