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RIA / WealthAdvisor32 years in industry

Eric Scott Koford

Advisor at AE WEALTH MANAGEMENT, LLC

OVERLAND PARK, KS | Overland Park, KS

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Search this name across graphsid dfx:ria:0f5d8314-2013-f243-972e-5c19e6e298a1

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Jun 5, 2002 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 14
Current registrations: 2
Registered states: 2
Exams: S66|S63|S65
First exam: Dec 16, 1993
First registration: Jun 5, 2002
Dual registered: no
Other names: Eric Scott Koford|Eric Koford
IAPD individual key: 2418499

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ENLIGHTNU WEALTH LLC	State registered	Sep 15, 2026	n/a	yes	OVERLAND PARK, KS	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Apr 23, 2026	n/a	yes	Overland Park, KS	Current employment
JGP WEALTH MANAGEMENT, LLC	Independent wealth	Jun 3, 2025	Oct 15, 2025	no	Provo, UT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 27, 2024	May 15, 2025	no	PROVO, UT	Previous registration
DIVERSIFY WEALTH MANAGEMENT, LLC	Independent wealth	May 14, 2024	Oct 1, 2024	no	SOUTH JORDAN, UT	Previous registration
DIVERSIFY ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 15, 2023	May 10, 2024	no	SOUTH JORDAN, UT	Previous registration
DFPG INVESTMENTS, LLC	Former SEC adviser	Mar 9, 2022	Feb 9, 2024	no	Sandy, UT\|SOUTH JORDAN, UT\|SANDY, UT	Previous registration
BMO ASSET MANAGEMENT CORP.	Other adviser	Feb 22, 2021	Feb 4, 2022	no	OREM, UT\|CHICAGO, IL	Previous registration
BMO ASSET MANAGEMENT CORP.	Other adviser	Mar 13, 2019	Dec 31, 2020	no	PROVO, UT\|CHICAGO, IL	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 6, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 4, 2018	Jul 13, 2018	no	AMERICAN FORK, UT	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 27, 2012	Jul 31, 2013	no	OVERLAND PARK, KS	Previous registration
WADDELL & REED	Former SEC adviser	Aug 10, 2010	Mar 12, 2012	no	INDEPENDENCE, MO	Previous registration
MORGAN STANLEY	Wirehouse	Sep 30, 2009	Aug 11, 2010	no	LAWRENCE, KS\|Leawood, KS	Previous registration
PGIM INVESTMENTS LLC	Asset manager	Sep 27, 2006	May 22, 2009	no	LEES SUMMIT, MO	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jun 5, 2002	Aug 3, 2006	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JGP WEALTH MANAGEMENT, LLC	AE WEALTH MANAGEMENT, LLC	Oct 15, 2025	Apr 23, 2026	190	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	JGP WEALTH MANAGEMENT, LLC	May 15, 2025	Jun 3, 2025	19	Firm change	Wirehouse to RIA
DIVERSIFY WEALTH MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 1, 2024	Sep 27, 2024	-4	Firm change	RIA to wirehouse
DIVERSIFY ADVISORY SERVICES, LLC	DIVERSIFY WEALTH MANAGEMENT, LLC	May 10, 2024	May 14, 2024	4	Firm change	Ibd to RIA
DFPG INVESTMENTS, LLC	DIVERSIFY ADVISORY SERVICES, LLC	Feb 9, 2024	Sep 15, 2023	-147	Firm change after gap	RIA to ibd
BMO ASSET MANAGEMENT CORP.	DFPG INVESTMENTS, LLC	Feb 4, 2022	Mar 9, 2022	33	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	BMO ASSET MANAGEMENT CORP.	Mar 6, 2019	Mar 13, 2019	7	Firm change	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
VALIC FINANCIAL ADVISORS, INC.	STRATEGIC ADVISERS LLC	Jul 31, 2013	Jun 4, 2018	1,769	Firm change after gap	Other
WADDELL & REED	VALIC FINANCIAL ADVISORS, INC.	Mar 12, 2012	Feb 27, 2012	-14	Firm change	Other
MORGAN STANLEY	WADDELL & REED	Aug 11, 2010	Aug 10, 2010	-1	Firm change	Other
PGIM INVESTMENTS LLC	MORGAN STANLEY	May 22, 2009	Sep 30, 2009	131	Firm change	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	PGIM INVESTMENTS LLC	Aug 3, 2006	Sep 27, 2006	55	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155576:326060:UT:2024-02-08	Feb 9, 2024	Sep 15, 2023	SANDY, UT	Firm change after gap

Relationships

Registered with (14)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ JGP WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 3, 2025 to Oct 15, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 27, 2024 to May 15, 2025factForm ADV
→ DIVERSIFY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 14, 2024 to Oct 1, 2024factForm ADV
→ DIVERSIFY ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 15, 2023 to May 10, 2024factForm ADV
→ DFPG INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 9, 2022 to Feb 9, 2024factForm ADV
→ BMO ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
Feb 22, 2021 to Feb 4, 2022factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 6, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 4, 2018 to Jul 13, 2018factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 27, 2012 to Jul 31, 2013factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 10, 2010 to Mar 12, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 30, 2009 to Aug 11, 2010factForm ADV
→ PGIM INVESTMENTS LLCRegistered adviserregistration: previous registration
Sep 27, 2006 to May 22, 2009factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 5, 2002 to Aug 3, 2006factForm ADV

Dated events

Occurred
Oct 15, 2025
Advisor changed firm
Eric Koford left Jgp Wealth Management, Llc for Ae Wealth Management, Llc (registered 2026-04-23)
Form ADVobserved 5 days ago
Occurred
May 15, 2025
Advisor changed firm
Eric Koford left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Jgp Wealth Management, Llc (registered 2025-06-03)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2024
Advisor changed firm
Eric Koford left Diversify Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-09-27)
Form ADVobserved 5 days ago
Occurred
May 10, 2024
Advisor changed firm
Eric Koford left Diversify Advisory Services, Llc for Diversify Wealth Management, Llc (registered 2024-05-14)
Form ADVobserved 5 days ago
Occurred
Feb 9, 2024
Advisor changed firm
Eric Koford left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-09-15)
Form ADVobserved 5 days ago
Occurred
Feb 4, 2022
Advisor changed firm
Eric Koford left Bmo Asset Management Corp. for Dfpg Investments, Llc (registered 2022-03-09)
Form ADVobserved 5 days ago