DFX Intelligence

N••••• P••• G••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

N••••• P••• G••••• C•••••• L••

CRD 157629

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e5ba2c27-7677-56fb-460c-ab071473e0e8

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 58
Dated events: 9
On other graphs: 2
Observed: Apr 2, 2012 to Apr 8, 2026
47 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••• P••• G••••• C•••••• L••

Intermediary · shared crd

Private Creditidentity

N••••• P••• G••••• C•••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.96 institutional_share=0.04 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $9.2B••• Locked
Discretionary RAUM: $9.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••••• P••• E••• F••• L••	Hedge Fund	$1.2B	Mar 27, 2024	47	Apr 2, 2012	reported	021-191760
H••••• C•• I• D••••••••• A••••••• C••••••	Securitized Asset Fund	$594M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• C• H••••••• G• L••••	GENERAL PARTNER	F	yes	12/2015	Aug 29, 2022	Mar 27, 2024
B•• C• H••••••• L•••	Shareholder	D	yes	12/2015	Aug 29, 2022	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• M••••••••• P••••••• L•••••	n/a	ASSET_M••••••	$146B	Y	yes	n/a
F•••• E•••• I••••••••• M••••••••• L••	n/a	ASSET_M••••••	$136B	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.2B	$6.6B	40.7%	$4.9B	23.7%	22	21	0	0

Relationships

Affiliated with (10)

← F•••• E•••• I••••••••• M••••••••• L••Registered adviserother investment adviser, bank, control
factForm ADV
← F•••• E•••• S••••••• A•••••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← F•••• E•••• A••••••••• C•••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← N••••• P••• G••••• C•••••• ••• L•Registered adviser

Dated events

Occurred
Apr 8, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$5.7B
Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-3.0B
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.4B
Occurred
Aug 29, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e5ba2c27-7677-56fb-460c-ab071473e0e8
First observed: Apr 2, 2012
Last observed: Apr 8, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (27)

← F•••• E•••• I••••••••• M••••••••• L••OwnerSOLE MEMBER AND MANAGING MEMBER, ownership code E, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• C•••••• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← J••••••• D•••••• T••• I••••••OwnerMEMBER, ownership code E, individual
Aug 29, 2022 to Mar 27, 2024factForm ADV
← P••••• S••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2017 to Mar 27, 2024factForm ADV
← H••••••• I••••• L•••OwnerCHIEF OPERATING OFFICER AND D•••••OR, ownership code NA, individual
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B•• C• H••••••• G• L••••OwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B•• C• H••••••• L•••OwnerSHAREHOLDER, ownership code D, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B••••••••• C•••••• P••••••• V• L•••OwnerMEMBER, ownership code D, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B••••••••• H••••••• I•• G• L•••OwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B••••••••• H••••••• I•• G• M••••••••• L•••••OwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B••••••••• H••••••• I•• L•••OwnerMANAGING MEMBER, ownership code D, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B••••••••• I•••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B••••••••• M••••••••• A••••••••• V• L•••••OwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← B•• V• L•••••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• C•••••• F•••••• L•••OwnerLIMITED PARTNER, ownership code E, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• C•••••• G••••• L•••OwnerGENERAL PARTNER, ownership code F, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• C•••••• P••••••• G••••• L•••OwnerGENERAL PARTNER, ownership code F, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• C•••••• P•••••••• L•••OwnerLIMITED PARTNER, ownership code E, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• I• F•••••••• S••••••• C•••••• P••••••• L•••OwnerMEMBER, ownership code D, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• I• M••••••••• L•••OwnerGENERAL PARTNER, ownership code F, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• M••••• I•••••••• L•••OwnerLIMITED PARTNER, ownership code E, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• M••••• L•••OwnerLIMITED PARTNER, ownership code C, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• M••••• M••••••••• L•••OwnerGENERAL PARTNER, ownership code F, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← C•••••• P••••••• M••••• M••••••••• L•••OwnerGENERAL PARTNER, ownership code F, foreign entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← F•••• E•••• H•••••••• I•••OwnerMANAGING MEMBER AND PARENT COMPANY, ownership code E, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← N••••• P••• G••••• C•••••• L••OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV
← V••• I•••••••• L••OwnerLIMITED PARTNER, ownership code C, domestic entity
Aug 29, 2022 to Mar 27, 2024factForm ADV