DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Napier Park Global Capital Ltd
Latest filing Apr 8, 2026
First filing on the tape Apr 2, 2012 · 47 filings
SEC status approved since Jul 12, 2011
RAUM
$9.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$9.2B as of Apr 8, 2026
Apr 2, 2012$2.0B then
HNW client RAUM$0 as of Apr 8, 2026
Mar 23, 2021$0 then
State-registered IARs (5.B.3)0 as of Apr 8, 2026
Apr 2, 20120 then
Employees (5.A)22 as of Apr 8, 2026
Mar 27, 201317 then
Private funds16 as of Apr 8, 2026
Apr 2, 20122 then
RAUM +41% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $401MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.8B96%
- State and municipal entities$244M2.7%
- Pension and profit-sharing plans$156M1.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 23reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.04 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Liam Innes Harding · Chief Operating Officer And Directorcontrolsince 10/2020 · owns less than 5%
- Sonia Plata · Chief Compliance Officercontrolsince 05/2016 · owns less than 5%
- Teja Ignacio Dharma Jayanti · Sole Membercontrolsince 12/2006 · owns 75% or more of Vayu Investors LLC
- Teja Ignacio Dharma Jayanti · Membercontrolsince 12/2010 · owns 75% or more of Corsair Capital Group, Ltd.
Entity owners
- First Eagle Investment Management, LLC · Sole Member And Managing Memberdirect · owns 75% or more
- Napier Park Global Capital LLC · Sole Shareholderdirect · owns 75% or more
- Bcp Cc Holdings Gp L.L.C · General Partnerindirect · owns F of Bcp Cc Holdings L.P.
- Bcp Cc Holdings L.P. · Shareholderindirect · owns 50% to 75% of First Eagle Holdings, Inc.
- Blackstone Capital Partners Vi L.P. · Memberindirect · owns 50% to 75% of Bcp Cc Holdings Gp L.L.C
- Blackstone Capital Partners Vi L.P. · Limited Partnerindirect · owns 25% to 50% of Bcp Cc Holdings L.P.
- Blackstone Holdings III Gp L.P. · General Partnerindirect · owns F of Blackstone Holdings III L.P.
- Blackstone Holdings III Gp Management L.L.C. · General Partnerindirect · owns F of Blackstone Holdings III Gp L.P.
- Blackstone Holdings III L.P. · Managing Memberindirect · owns 50% to 75% of Bma V1 L.L.C.
- Blackstone Inc. · Sole Memberindirect · owns 75% or more of Blackstone Holdings III Gp Management L.L.C. · public reporting company
- Blackstone Management Associates Vi L.L.C. · General Partnerindirect · owns F of Blackstone Capital Partners Vi L.P.
- Bma V1 L.L.C. · Sole Memberindirect · owns 75% or more of Blackstone Management Associates Vi L.L.C.
- Corsair Capital Feeder, L.P. · Limited Partnerindirect · owns 75% or more of Corsair Capital, L.P.
- Corsair Capital Group, Ltd. · General Partnerindirect · owns F of Corsair Capital, L.P.
- Corsair Capital Group, Ltd. · General Partnerindirect · owns F of Corsair Capital Feeder, L.P.
- Corsair Capital LLC · General Partnerindirect · owns F of Corsair Mentor Management L.P.
- Corsair Capital LLC · General Partnerindirect · owns F of Corsair IV Management L.P.
- Corsair Capital LLC · General Partnerindirect · owns F of Corsair Partners Mentor Management, L.P.
- Corsair Capital Partners Group, Ltd. · General Partnerindirect · owns F of Corsair Capital Partners, L.P.
- Corsair Capital Partners, L.P. · Limited Partnerindirect · owns 75% or more of Corsair IV Management L.P.
Related persons
Schedule D 7.A
- Blackstone Liquid Credit Advisors I LLCinvestment adviserbanknRAUM $52B
- Blackstone Management Partners L.L.C.investment adviserbankyRAUM $146B
- Corsair Advisors LLCbroker-dealern
- Corsair Investments, L.P.investment advisern
- Corsair Partners Mentor Management, Ltd.investment adviserpooled vehicle sponsorn
- Fef Distributors, LLCbroker-dealern
- First Eagle Alternative Credit Eu Moa, Ltd.pooled vehicle sponsory
- First Eagle Alternative Credit Eu, LLCinvestment advisery
- First Eagle Clo Equity Fund Gp, LLCinvestment advisery
- First Eagle Direct Lending Fund I Gp LLCpooled vehicle sponsorn
- First Eagle Direct Lending Fund III (Cayman) Gp, Ltdinvestment advisery
- First Eagle Direct Lending Manager III, LLCinvestment advisery
- First Eagle Fund Gp, LLCinvestment adviserpooled vehicle sponsorn
- First Eagle Investment Management, LLCinvestment adviseryRAUM $136B
- First Eagle Separate Account Management, LLCinvestment advisernRAUM $908M
- Le Brevent Railcar Gp LLCinvestment adviserpooled vehicle sponsorn
- Napier Park Abs Income Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsorn
- Napier Park Abs Income Fund Gp LPinvestment adviserpooled vehicle sponsory
- Napier Park Deep Value Fund II Gp LLCinvestment adviserpooled vehicle sponsorn
- Napier Park Global Capital (US) LPinvestment advisernRAUM $15B
- Napier Park Global Capital Gmbhinvestment advisern
- Napier Park Multi-Asset Fund I Gp LLCinvestment adviserpooled vehicle sponsorn
- Napier Park Muni Capital Gp LLCinvestment adviserpooled vehicle sponsory
- Napier Park Select Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsorn
- Napier Park Select Fund Gp LPinvestment adviserpooled vehicle sponsorn
- Napier Park Strategic Clo Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsorn
- Napier Park Strategic Clo Fund Gp LPinvestment advisern
- Napier Park Strategic Loan Fund Cayman Gp LPinvestment adviserpooled vehicle sponsorn
- Napier Park Strategic Loan Fund Gp Holdings LLCinvestment adviserpooled vehicle sponsorn
- Napier Park Strategic Loan Fund Gp LPinvestment adviserpooled vehicle sponsorn
Advisers that list Napier Park Global Capital Ltd as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 15 to 16Mar 30, 2026 to Apr 8, 2026
- Discretionary RAUM · $3.5B to $9.2BMar 30, 2026 to Apr 8, 2026
- Pooled vehicle RAUM · $3.1B to $8.8BMar 30, 2026 to Apr 8, 2026
- RAUM · $3.5B to $9.2BMar 30, 2026 to Apr 8, 2026
- Accounts · 18 to 23Dec 12, 2025 to Mar 30, 2026
- Advisory employees · 12 to 13Dec 12, 2025 to Mar 30, 2026
- Pooled vehicle clients · 16 to 21Dec 12, 2025 to Mar 30, 2026
- Employees · 21 to 22Dec 12, 2025 to Mar 30, 2026
- Private funds · 13 to 15Dec 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $6.6B to $3.5BDec 12, 2025 to Mar 30, 2026
- Pension RAUM · $163M to $156MDec 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $6.2B to $3.1BDec 12, 2025 to Mar 30, 2026
- RAUM · $6.6B to $3.5BDec 12, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Sep 15, 2025
- Accounts · 15 to 18Mar 27, 2024 to Mar 28, 2025
- Advisory employees · 4 to 12Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 14 to 16Mar 27, 2024 to Mar 28, 2025
- HQ state · unset to Mar 27, 2024 to Mar 28, 2025
- Private funds · 11 to 13Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.1B to $6.6BMar 27, 2024 to Mar 28, 2025
- Pension RAUM · $166M to $163MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.8B to $6.2BMar 27, 2024 to Mar 28, 2025
- RAUM · $5.1B to $6.6BMar 27, 2024 to Mar 28, 2025
- Accounts · 16 to 15Aug 14, 2023 to Mar 27, 2024
- Private funds · 12 to 11Aug 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $4.9B to $5.1BAug 14, 2023 to Mar 27, 2024
- Pension RAUM · $108M to $166MAug 14, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $4.6B to $4.8BAug 14, 2023 to Mar 27, 2024
- RAUM · $4.9B to $5.1BAug 14, 2023 to Mar 27, 2024
- Accounts · 14 to 16Aug 29, 2022 to Mar 29, 2023
- Advisory activities · 1 to 2Aug 29, 2022 to Mar 29, 2023
- Pooled vehicle clients · 12 to 14Aug 29, 2022 to Mar 29, 2023
- Employees · 22 to 21Aug 29, 2022 to Mar 29, 2023
- Private funds · 10 to 12Aug 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $4.9B to $4.9BAug 29, 2022 to Mar 29, 2023
- Pension RAUM · $151M to $108MAug 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $4.6B to $4.6BAug 29, 2022 to Mar 29, 2023
- RAUM · $4.9B to $4.9BAug 29, 2022 to Mar 29, 2023
- Related broker-dealer · false to trueJun 23, 2022 to Aug 29, 2022
- Discretionary RAUM · $4.4B to $4.9BMar 22, 2022 to Apr 4, 2022
Signals
9 dated events
- Napier Park Global Capital Ltd reported RAUM $9.2B, up 163% from $3.5B (2026-03-30 to 2026-04-08)Apr 8, 2026 · RAUM change · derived
- Napier Park Global Capital Ltd reported RAUM $3.5B, down 46% from $6.6B (2025-12-12 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Napier Park Global Capital Ltd reported RAUM $6.6B, up 27% from $5.1B (2024-03-27 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Michael James Obrien (Ceo & Director) no longer on Schedule A of Napier Park Global Capital Ltd (listed 2022-06-23, absent 2022-08-29)Aug 29, 2022 · Control person left · inference
- Teresa Dores Schembri (Chief Financial Officer & Money Laundering Reporting Officer) no longer on Schedule A of Napier Park Global Capital Ltd (listed 2022-06-23, absent 2022-08-29)Aug 29, 2022 · Control person left · inference
- Liam Innes Harding (Chief Operating Officer And Director) appeared on Schedule A of Napier Park Global Capital LtdAug 29, 2022 · Control person joined · fact
- Teja Ignacio Dharma Jayanti (Sole Member) appeared on Schedule A of Napier Park Global Capital LtdAug 29, 2022 · Control person joined · fact
- Napier Park Global Capital Ltd reported RAUM $4.4B, up 63% from $2.7B (2021-03-24 to 2022-03-17)Mar 17, 2022 · RAUM change · derived
- Napier Park Global Capital Ltd reported RAUM $2.2B, up 117% from $1.0B (2020-02-03 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Napier Park Global Capital Ltd · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/napier-park-globalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- napierparkglobalcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 011-44-207-866-4772reportedpublic record, Form ADV, Apr 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026