DFX Intelligence

B••••••••• L••••• C••••• A••••••• I• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

B••••••••• L••••• C••••• A••••••• I• L••

CRD 152294

NEW YORK, NY

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Search this name across graphsid dfx:ria:2e6ed940-4a3e-6f3b-21a1-7b9f77c9cd53

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 127
Dated events: 20
On other graphs: 3
Observed: Mar 30, 2012 to Jul 30, 2026
50 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

B••••••••• L••••• C••••• A••••••• I• L••

Private equity manager · shared crd

Independent Sponsorsidentity

B••••••••• L••••• C••••• A••••••• I• L••

Capital provider to sponsors · shared crd

Private Creditidentity

B••••••••• L••••• C••••• A••••••• I• L••

Private credit manager · shared crd

Private Equity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.02 fund_share=0.01 institutional_share=0.96 related_bd=true related_bank=true bd_reps=72.0
Regulatory AUM: $52B••• Locked
Discretionary RAUM: $52B
Private client RAUM: $1.0Bderived••• Locked
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 711

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••••• • G•• M••••• N•••••• C••••• M••••• F••• L•••	Hedge Fund	$113M	Nov 21, 2012	9	Mar 30, 2012	dropped	n/a
B•• C•••••• H••••••• D• L•••	Other Private Fund	$106M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• M•••••• J••••	GENERAL COUNSEL	Na	yes	02/2010	Mar 30, 2012	Oct 23, 2024
B••••••••• I•••	SOLE MEMBER	E	yes	06/2007	Feb 9, 2022	Oct 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	N	yes	n/a
F•••• E•••• I••••••••• M••••••••• L••	n/a	Asset manager	$136B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	31	no
DUBLIN 2	n/a	Ireland	19	no
Washington	Dc	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$52B	$39B	32.7%	$43B	6.1%	711	543	5	4

Relationships

showing 80 of 127

Affiliated with (80)

← B••••••••• R••• E••••• A••••••• E••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• V• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• L•••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• R••• E••••• S•••••• S••••••••• A••••••• L•••••

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$12.7B
Occurred
Oct 23, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 1, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 1, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e6ed940-4a3e-6f3b-21a1-7b9f77c9cd53
First observed: Mar 30, 2012
Last observed: Jul 30, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.