DFX Intelligence

N••••• P••• G••••• C•••••• ••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

N••••• P••• G••••• C•••••• ••• L•

CRD 166333

NEW YORK, NY

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Search this name across graphs

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 148
Dated events: 69
On other graphs: 4
Observed: Jan 3, 2013 to May 13, 2026
67 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

N••••• P••• G••••• C•••••• ••• L•

Private equity manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

N••••• P••• G••••• C•••••• ••• L•

Capital provider to sponsors · key_cik, key_crd, key_sfn_adviser, shared_crd

Private Creditidentity

N••••• P••• G••••• C•••••• ••• L•

Private credit manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.84 institutional_share=0.16 related_bd=true related_bank=true bd_reps=7.0
Regulatory AUM: $15B••• Locked
Discretionary RAUM: $15B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 137

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••••• P••• V•••• C••••• M••••• F••• I• L•	Hedge Fund	$1.1B	May 13, 2026	305	Nov 4, 2024	reported	021-525538
N••••• P••• D••• V•••• C••••• M••••• F••• I•• L•	Hedge Fund	$1.1B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• C• H••••••• G• L•••••	GENERAL PARTNER	F	yes	12/2015	Aug 29, 2022	Dec 19, 2024
B•• C• H••••••• L•••	Shareholder	D	yes	12/2015	Aug 29, 2022	Dec 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••••• M••••••••• P••••••• L•••••	n/a	Asset manager	$146B	Y	yes	n/a
F•••• E•••• I••••••••• M••••••••• L••	n/a	Asset manager	$136B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CORAL GABLES	FL	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$15B	$14B	7.0%	$12B	5.6%	137	92	3	1

Relationships

showing 80 of 148

Affiliated with (44)

← B••••••••• R••• E••••• A••••••• V• L•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← B••••••••• R••• E••••• A••••••• L•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← B••••••••• R••• E••••• S•••••• S••••••••• A••••••• L•••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← C• I••••••••• M••••••••• C••• L••

Dated events

Order

Occurred
13 May 2026
Ria private fund assets change
••• Locked
Form ADV
$3.5B
Occurred
13 May 2026
Private fund first reported10 events
Private fund first reported: 10 on 13 May 2026
$45.0M to $597M
- ••• Locked$597M
- ••• Locked$402M
- ••• Locked$400M
Occurred
13 May 2026
Private fund gav change5 events
Private fund gav change: 5 on 13 May 2026
down $521M to up $814M
- ••• Locked$814M
- ••• Lockeddown $671M
- ••• Lockeddown $582M
Occurred
13 May 2026
Private fund no longer reported4 events
Private fund no longer reported: 4 on 13 May 2026
$19.1M to $528M
- ••• Locked$528M
- ••• Locked$189M
- ••• Locked$20.0M
Occurred
13 May 2026
Ria office opened2 events
N••••• P••• G••••• C•••••• ••• L•: ria office opened, 2 events, on 13 May 2026
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2013
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••• X••• F•••••• L•••	Securitized Asset Fund	$500M	May 13, 2026	1	Mar 29, 2023	reported	n/a
R•••••• X••• F•••••• L•••	Securitized Asset Fund	$500M	May 13, 2026	1	Mar 17, 2022	reported	n/a
R•••••• X•• F•••••• L•••	Securitized Asset Fund	$500M	May 13, 2026	1	Mar 29, 2023	reported	n/a
R•••••• X• F•••••• L•••	Securitized Asset Fund	$497M	May 13, 2026	1	Mar 17, 2022	reported	n/a
R•••••• V• F•••••• L•••	Securitized Asset Fund	$495M	Oct 30, 2018	1	Mar 13, 2015	dropped	n/a
R•••••• X•••• F•••••• L•••	Securitized Asset Fund	$493M	May 13, 2026	1	Mar 17, 2022	reported	n/a
R•••••• X••• F•••••• L•••	Securitized Asset Fund	$413M	May 13, 2026	1	Mar 27, 2024	reported	n/a
R•••••• F•••••• 3•• L•••	Securitized Asset Fund	$402M	May 13, 2026	1	May 13, 2026	reported	n/a
R•••••• F•••••• 3•• L•••	Securitized Asset Fund	$400M	May 13, 2026	1	May 13, 2026	reported	n/a
R•••••• F•••••• 3•• L•••	Securitized Asset Fund	$400M	May 13, 2026	1	May 13, 2026	reported	n/a
R•••••• F•••••• 3•• L•••	Securitized Asset Fund	$400M	May 13, 2026	1	May 13, 2026	reported	n/a
R•••••• 3• F•••••• L••	Securitized Asset Fund	$399M	May 13, 2026	1	May 13, 2026	reported	n/a
R•••••• X•• F•••••• L•••	Securitized Asset Fund	$399M	May 13, 2026	3	Mar 27, 2024	reported	n/a
R•••••• X•• F•••••• L•••	Securitized Asset Fund	$398M	May 13, 2026	1	Mar 17, 2022	reported	n/a
R•••••• X••• F•••••• L•••	Securitized Asset Fund	$398M	May 13, 2026	1	Apr 16, 2021	reported	n/a

All 40 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• C•••••• F•••••• L•••	L•••••• PARTNER	E	yes	07/2021	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• G••••• L•••	GENERAL PARTNER	F	yes	07/2021	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• G••••• L•••	GENERAL PARTNER	F	yes	12/2010	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• L••	GENERAL PARTNER	F	yes	06/2015	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• L••	GENERAL PARTNER	F	yes	06/2015	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• L••	GENERAL PARTNER	F	yes	05/2009	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• P••••••• G••••• L•••	GENERAL PARTNER	F	yes	03/2012	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• P•••••••• L•••	L•••••• PARTNER	E	yes	06/2015	Aug 29, 2022	Dec 19, 2024
C•••••• C•••••• P•••••••• L•••	L•••••• PARTNER	E	yes	05/2010	Aug 29, 2022	Dec 19, 2024
C•••••• C••••••• L•••	SOLE MEMBER	E	yes	01/2018	Aug 29, 2022	Dec 19, 2024
C•••••• I• F•••••••• S••••••• C•••••• P••••••• L•••	Member	D	yes	12/2015	Aug 29, 2022	Dec 19, 2024
C•••••• I• M••••••••• L•••	GENERAL PARTNER	F	yes	05/2010	Aug 29, 2022	Dec 19, 2024
C•••••• M••••• I•••••••• L•••	L•••••• PARTNER	E	yes	12/2015	Aug 29, 2022	Dec 19, 2024
C•••••• M••••• L•••	L•••••• PARTNER	C	yes	12/2015	Aug 29, 2022	Dec 19, 2024
C•••••• M••••• M••••••••• L•••	GENERAL PARTNER	F	yes	12/2015	Aug 29, 2022	Dec 19, 2024
C•••••• P••••••• M••••• M••••••••• L•••	GENERAL PARTNER	F	yes	12/2015	Aug 29, 2022	Dec 19, 2024
D••••••• J•••••••• L••••	CO-CHIEF EXECUTIVE OFFICER	Na	yes	09/2012	Jan 3, 2013	Dec 19, 2024
F•••• E•••• H•••••••• I•••	M••••••• M••••• A•• P••••• C••••••	E	yes	03/1987	Aug 29, 2022	Dec 19, 2024
F•••• E•••• I••••••••• M••••••••• L••	SOLE MEMBER AND MANAGING MEMBER	E	yes	08/2022	Aug 29, 2022	Dec 19, 2024
G••••••••• T••••••	CO-PRESIDENT	Na	yes	06/2020	Sep 29, 2020	Dec 19, 2024
J••••••• D•••••• T••• I••••••	SOLE MEMBER	E	yes	12/2006	Aug 29, 2022	Dec 19, 2024
J••••••• D•••••• T••• I••••••	Member	E	yes	12/2010	Aug 29, 2022	Dec 19, 2024
N••••• P••• G••••• C•••••• ••• G• L••	GENERAL PARTNER	Na	yes	04/2014	May 9, 2014	Dec 19, 2024
N••••• P••• G••••• C•••••• L••	L•••••• PARTNER	E	yes	09/2012	Aug 29, 2022	Dec 19, 2024
O•••••• J••••• M••••••	CO-CHIEF EXECUTIVE OFFICER	Na	yes	09/2012	Jan 3, 2013	Dec 19, 2024
P••••• S••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2013	Mar 7, 2013	Dec 19, 2024
S••••••••• S••••	CHIEF FINANCIAL OFFICER	Na	yes	08/2022	Nov 8, 2024	Dec 19, 2024
T••••• J••••••• L••••	GENERAL COUNSEL	Na	yes	03/2015	Mar 13, 2015	Dec 19, 2024
V••• I•••••••• L••	L•••••• PARTNER	C	yes	07/2021	Aug 29, 2022	Dec 19, 2024
W•••••••• M••••••• R•••••	CO-PRESIDENT AND CHIEF OPERATING OFFICER	Na	yes	09/2012	Jan 3, 2013	Dec 19, 2024

All 34 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••• E•••• A••••••••• C••••• E• M••• L•••	n/a	n/a	n/a	Y	no	n/a
F•••• E•••• A••••••••• C••••• E•• L••	n/a	n/a	n/a	Y	no	n/a
F•••• E•••• C•• E••••• F••• G•• L••	n/a	n/a	n/a	Y	no	n/a
F•••• E•••• D••••• L•••••• F••• I• G• L••	n/a	n/a	n/a	N	yes	n/a
F•••• E•••• D••••• L•••••• F••• I•• ••••••• G•• L••	n/a	n/a	n/a	Y	no	n/a
F•••• E•••• D••••• L•••••• M•••••• I••• L••	n/a	n/a	n/a	Y	no	n/a
F•••• E•••• F••• G•• L••	n/a	n/a	n/a	N	yes	n/a
L• B•••••• R•••••• G• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• A•• I••••• F••• G• H••••••• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• A•• I••••• F••• G• L•	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• D••• V•••• F••• I• G• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• D••• V•••• F••• I•• G• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• G••••• C•••••• G•••	n/a	n/a	n/a	Y	no	n/a
N••••• P••• M••••••••• F••• I• G• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• M••• G• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• S••••• F••• G• H••••••• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• S••••• F••• G• L•	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• S•••••••• C•• F••• G• H••••••• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• S•••••••• C•• F••• G• L•	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• S•••••••• L••• F••• G• H••••••• L••	n/a	n/a	n/a	Y	yes	n/a
N••••• P••• S•••••••• L••• F••• G• L•	n/a	n/a	n/a	Y	yes	n/a
N• R•••••• I••••••••• I•• G• L••	n/a	n/a	n/a	Y	yes	n/a
O•• L••• I•••• G• L••	n/a	n/a	n/a	N	yes	n/a
R•••••• L••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	$5.4B	$5.4B	88	24	n/a	19	$5.4B
2014	Mar 13, 2015	$728M	$728M	89	24	n/a	23	$6.4B
2013	Mar 28, 2014	$5.1B	$5.1B	88	24	n/a	23	$4.7B
2012	Apr 12, 2013	$5.7B	$5.7B	94	41	n/a	18	$5.6B