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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

HAROLD WAYNE CLEMONS

Advisor at POTOMAC

BETHESDA, MD | ESTERO, FL

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Search this name across graphsid dfx:ria:e625b19f-6b00-7d23-a4a2-2dceb1c7916b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: POTOMAC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: May 10, 1985
First registration: Apr 1, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1359599

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Potomac	Asset manager	Aug 26, 2025	n/a	yes	BETHESDA, MD\|ESTERO, FL	Current employment
TOEWS ASSET MANAGEMENT	Asset manager	Oct 11, 2022	Dec 2, 2024	no	NORTHFIELD, NJ	Previous registration
FROST INVESTMENT ADVISORS, LLC	Asset manager	Jan 30, 2015	Feb 3, 2021	no	SAN ANTONIO, TX	Previous registration
TAM PORTFOLIOS, LLC	Former SEC adviser	Mar 19, 2014	Dec 31, 2014	no	DALLAS, TX	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	Apr 24, 2007	Jan 25, 2008	no	ROANOKE, TX\|NEW YORK, NY\|NEW YORK, NY\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH INVESTMENT MANAGERS LP	n/a	Apr 1, 2004	Nov 20, 2006	no	ROANOKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOEWS ASSET MANAGEMENT	Potomac	Dec 2, 2024	Aug 26, 2025	267	Firm change	Other
FROST INVESTMENT ADVISORS, LLC	TOEWS ASSET MANAGEMENT	Feb 3, 2021	Oct 11, 2022	615	Firm change after gap	Other
TAM PORTFOLIOS, LLC	FROST INVESTMENT ADVISORS, LLC	Dec 31, 2014	Jan 30, 2015	30	Firm change	Other
BNY MELLON SECURITIES CORPORATION	TAM PORTFOLIOS, LLC	Jan 25, 2008	Mar 19, 2014	2,245	Firm change after gap	Other
MERRILL LYNCH INVESTMENT MANAGERS LP	BNY MELLON SECURITIES CORPORATION	Nov 20, 2006	Apr 24, 2007	155	Firm change	Other

Relationships

Registered with (6)

→ POTOMACRegistered adviserregistration: current employment
Aug 26, 2025 to presentfactForm ADV
→ TOEWS ASSET MANAGEMENTRegistered adviserregistration: previous registration
Oct 11, 2022 to Dec 2, 2024factForm ADV
→ FROST INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 30, 2015 to Feb 3, 2021factForm ADV
→ TAM PORTFOLIOS, LLCRegistered adviserregistration: previous registration
Mar 19, 2014 to Dec 31, 2014factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 24, 2007 to Jan 25, 2008factForm ADV
→ MERRILL LYNCH INVESTMENT MANAGERS LPRegistered adviserregistration: previous registration
Apr 1, 2004 to Nov 20, 2006factForm ADV

Dated events

Occurred
Dec 2, 2024
Advisor changed firm
Harold Wayne Clemons left Toews Asset Management for Potomac (registered 2025-08-26)
Form ADVobserved 5 days ago