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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

CLAYTON HARVEY RIDDELL

Advisor at WELLS FARGO ADVISORS

BOULDER, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63|S66
First exam: Dec 21, 2002
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
Other names: CLAYTON HARVEY RIDDELL|CLAYTON H RIDDELL|CLAY RIDDELL
IAPD individual key: 4609493

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 25, 2018	n/a	yes	BOULDER, CO	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Mar 24, 2015	Jun 6, 2018	no	THORNTON, CO\|THORNTON, CO\|COMMERCE CITY, CO\|AURORA, CO\|AURORA, CO\|BRIGHTON, CO\|LOUISVILLE, CO\|DENVER, CO\|SUPERIOR, CO\|BROOMFIELD, CO\|WESTMINSTER, CO\|ARVADA, CO\|NORTHGLENN, CO\|ARVADA, CO\|WHEAT RIDGE, CO	Previous registration
J.P. MORGAN INSTITUTIONAL INVESTMENTS	Former SEC adviser	Mar 3, 2011	Dec 31, 2011	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|ENGLEWOOD, CO\|KANSAS CITY, MO\|OVERLAND PARK, KS	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Sep 13, 2010	Oct 18, 2010	no	GREENWOOD VILLAGE, CO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 17, 2006	Jul 9, 2009	no	DENVER, CO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 6, 2005	Jul 9, 2009	no	Denver, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 18, 2005	Sep 15, 2005	no	FORT COLLINS, CO	Previous registration
WADDELL & REED	Former SEC adviser	Jan 2, 2003	Apr 21, 2005	no	FT. COLLINS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	WELLS FARGO ADVISORS	Jun 6, 2018	May 25, 2018	-12	Firm change	Ibd to wirehouse
J.P. MORGAN INSTITUTIONAL INVESTMENTS	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Dec 31, 2011	Mar 24, 2015	1,179	Firm change after gap	Other
PARK AVENUE SECURITIES LLC	J.P. MORGAN INSTITUTIONAL INVESTMENTS	Oct 18, 2010	Mar 3, 2011	136	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	PARK AVENUE SECURITIES LLC	Jul 9, 2009	Sep 13, 2010	431	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 9, 2009	May 17, 2006	-1,149	Channel change	Other
UBS FINANCIAL SERVICES INC.	TD AMERITRADE, INC.	Sep 15, 2005	Dec 6, 2005	82	Firm change	Wirehouse to new firm
WADDELL & REED	UBS FINANCIAL SERVICES INC.	Apr 21, 2005	Apr 18, 2005	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29357:19616:CO:2018-05-30	Jun 6, 2018	May 25, 2018	WHEAT RIDGE, CO	Firm change

Relationships

Registered with (8)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 25, 2018 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Mar 24, 2015 to Jun 6, 2018factForm ADV
→ J.P. MORGAN INSTITUTIONAL INVESTMENTSRegistered adviserregistration: previous registration
Mar 3, 2011 to Dec 31, 2011factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Sep 13, 2010 to Oct 18, 2010factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 17, 2006 to Jul 9, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 6, 2005 to Jul 9, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 18, 2005 to Sep 15, 2005factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 2, 2003 to Apr 21, 2005factForm ADV

Dated events

No dated event names this entity yet.