DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Clayton Harvey Riddell
Certified Financial Planner
Feed of 09/14/2026
Also filed as Clayton Harvey Riddell
At current firm
8 y
since May 25, 2018
In the industry
23 y
since Dec 21, 2002 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince May 25, 2018 · Boulder, Co
- Bancwest Investment Services, Inc. (Bwis) formerMar 24, 2015 to Jun 6, 2018 · Thornton, Co
- J.P. Morgan Institutional Investments formerMar 3, 2011 to Dec 31, 2011 · Overland Park, Ks
- Park Avenue Securities LLC BD affiliatedSep 13, 2010 to Oct 18, 2010 · Greenwood Village, Co
- Td Ameritrade Investment Management, LLC formerMay 17, 2006 to Jul 9, 2009 · Denver, Co
- Td Ameritrade, Inc. formerDec 6, 2005 to Jul 9, 2009 · Denver, Co
- UBS Financial Services Inc. wirehouseApr 18, 2005 to Sep 15, 2005 · Fort Collins, Co
- Waddell & Reed formerJan 2, 2003 to Apr 21, 2005 · Ft. Collins, Co
Moves
a registration end followed by a registration begin elsewhere
- Bancwest Investment Services, Inc. (Bwis) to Wells Fargo Advisorsleft Jun 6, 2018, registered May 25, 2018 (-12 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J.P. Morgan Institutional Investments to Bancwest Investment Services, Inc. (Bwis)left Dec 31, 2011, registered Mar 24, 2015 (1179 days) · Other
- Park Avenue Securities LLC to J.P. Morgan Institutional Investmentsleft Oct 18, 2010, registered Mar 3, 2011 (136 days) · Other
- Td Ameritrade Investment Management, LLC to Park Avenue Securities LLCleft Jul 9, 2009, registered Sep 13, 2010 (431 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 9, 2009, registered May 17, 2006 (-1149 days) · channel change inside one enterprise, not a move
- UBS Financial Services Inc. to Td Ameritrade, Inc.left Sep 15, 2005, registered Dec 6, 2005 (82 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Waddell & Reed to UBS Financial Services Inc.left Apr 21, 2005, registered Apr 18, 2005 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address