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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

mark adam wakeland

Advisor at HUNTINGTON FINANCIAL ADVISORS

Powell, OH

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Search this name across graphsid dfx:ria:e74d1e98-0aeb-e73f-4b98-4705f21f2532

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Sep 23, 2010
First registration: Nov 2, 2010
Dual registered: yes, broker-dealer
Other names: M Adam Wakeland|ADAM A WAKELAND|MARK A WAKELAND
IAPD individual key: 5284014

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 29, 2026	n/a	yes	Powell, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jul 15, 2020	n/a	yes	Powell, OH	Current employment
WESBANCO SECURITIES, INC.	Bd affiliated wealth	Aug 2, 2019	Jun 12, 2020	no	WHEELING, WV\|Columbus, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 8, 2017	Jun 7, 2019	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 2, 2016	Jan 31, 2017	no	SOLANA BEACH, CA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 1, 2013	Nov 19, 2015	no	POWELL, OH\|COLUMBUS, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 30, 2012	Jan 7, 2013	no	COLUMBUS, OH	Previous registration
MORGAN STANLEY	Wirehouse	Nov 2, 2010	Apr 26, 2012	no	SOUTH JORDAN, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESBANCO SECURITIES, INC.	HUNTINGTON FINANCIAL ADVISORS	Jun 12, 2020	Jul 15, 2020	33	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	WESBANCO SECURITIES, INC.	Jun 7, 2019	Aug 2, 2019	56	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	PNC WEALTH MANAGEMENT	Jan 31, 2017	Feb 8, 2017	8	Firm change	Other
PNC WEALTH MANAGEMENT	J.P. MORGAN SECURITIES LLC	Nov 19, 2015	Mar 2, 2016	104	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Jan 7, 2013	Feb 1, 2013	25	Firm change	Other
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 26, 2012	Apr 30, 2012	4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (7)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jul 15, 2020 to presentfactForm ADV
→ WESBANCO SECURITIES, INC.Registered adviserregistration: previous registration
Aug 2, 2019 to Jun 12, 2020factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 8, 2017 to Jun 7, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 2, 2016 to Jan 31, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 30, 2012 to Jan 7, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 2, 2010 to Apr 26, 2012factForm ADV

Dated events

No dated event names this entity yet.