DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Adam Wakeland
Feed of 09/14/2026
Also filed as M Adam Wakeland
At current firm
6 y
since Jul 15, 2020
In the industry
15 y
since Sep 23, 2010 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jun 29, 2026 · Powell, Oh
- Huntington Financial Advisors BD affiliated currentsince Jul 15, 2020 · Powell, Oh
- Wesbanco Securities, Inc. BD affiliatedAug 2, 2019 to Jun 12, 2020 · Wheeling, Wv
- Pnc Wealth Management BD affiliatedFeb 8, 2017 to Jun 7, 2019 · Columbus, Oh
- J.P. Morgan Securities LLC wirehouseMar 2, 2016 to Jan 31, 2017 · Solana Beach, Ca
- Pnc Wealth Management BD affiliatedFeb 1, 2013 to Nov 19, 2015 · Powell, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 30, 2012 to Jan 7, 2013 · Columbus, Oh
- Morgan Stanley wirehouseNov 2, 2010 to Apr 26, 2012 · South Jordan, Ut
Moves
a registration end followed by a registration begin elsewhere
- Wesbanco Securities, Inc. to Huntington Financial Advisorsleft Jun 12, 2020, registered Jul 15, 2020 (33 days) · Affiliated broker-dealer or bank to another
- Pnc Wealth Management to Wesbanco Securities, Inc.left Jun 7, 2019, registered Aug 2, 2019 (56 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Pnc Wealth Managementleft Jan 31, 2017, registered Feb 8, 2017 (8 days) · Other
- Pnc Wealth Management to J.P. Morgan Securities LLCleft Nov 19, 2015, registered Mar 2, 2016 (104 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Jan 7, 2013, registered Feb 1, 2013 (25 days) · Other
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 26, 2012, registered Apr 30, 2012 (4 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address