DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• W••••• M••••••••• G••••• I•••
Latest filing Aug 13, 2026
First filing on the tape Apr 11, 2016 · 35 filings
SEC status approved since May 2, 2016
RAUM
$794M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
85%
$678M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$72.2M
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$794M as of Aug 13, 2026
Feb 1, 2017$215M then
HNW client RAUM$613M as of Aug 13, 2026
Feb 12, 2018$158M then
State-registered IARs (5.B.3)10 as of Aug 13, 2026
Feb 1, 20172 then
Employees (5.A)16 as of Aug 13, 2026
Feb 1, 20175 then
Private funds: no history
RAUM +21% over the last fiscal year+20% a year over threeIARs 8 to 10
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $72.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $368,613derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $259M, 374 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$613M77%
- Pension and profit-sharing plans$104M13%
- Individuals$65.5M8.2%
- Charitable organizations$7.0M0.9%
- Corporations and businesses$4.8M0.6%
- Individual clients
- 254reported
- HNW clients
- 223reported
- Pension plan clients
- 41reported
- Charitable clients
- 7reported
- Accounts
- 2,155reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $259M for 374 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••• C•••••Certified Financial Planner | Bloomington, In | May 2, 2016 | 17 y | 1 |
| J••• C•••••• H••••• | Bloomington, In | May 3, 2016 | 28 y | 2 |
| G••••• S•••• N•••••Certified Financial Planner | Bloomington, In | Jul 12, 2017 | 9 y | 0 |
| D•••• C••••• G••••••Certified Financial Planner | Bloomington, In | Aug 23, 2019 | 10 y | 0 |
| T•••••• C••••• K•••Certified Financial Planner | Bloomington, In | Mar 21, 2021 | 10 y | 1 |
| D••••••• R•• C••••• | Bloomington, In | May 22, 2023 | 14 y | 1 |
| E•••• M•••••• M•••••Certified Financial Planner | Bloomington, In | Aug 3, 2023 | 13 y | 0 |
| A••••••••• P•••• K••••••• | Bloomington, In | Sep 11, 2025 | 11 y | 0 |
| H•••• T••••• R••• | Bloomington, In | Sep 22, 2025 | 11 y | 0 |
| B••••• M•••••• Y• | Bloomington, In | Oct 10, 2025 | 16 y | 0 |
| C••••• M•••••• R•••• | Bloomington, In | Jul 1, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• R••• B•••• to B••• J•• F•••••••• G••••• L••Dec 9, 2022 · RIA to RIA
Joined, latest
- D••••••• R•• C••••• from C•••••• S••••• • C••• I•••May 22, 2023 · Affiliated broker-dealer or bank to independent RIA
- T•••••• C••••• K••• from J••••••• G•••• I••••••••• A•••••••• I•••Mar 21, 2021 · RIA to RIA
- J••• C•••••• H••••• from W•••• F•••• A•••••••May 3, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••••• J••• C••••• from W•••• F•••• A•••••••May 2, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••May 3, 2016 · Indianapolis, In
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• M••••••• J••• · Vice President & Chief Compliance Officercontrolsince 01/2018 · owns 25% to 50%
- H•••••• J•••• C•••••• · Chief Executive Officercontrolsince 05/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, In · principal | 11 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Indianapolis, IN2 employees
What changed
consecutive filings, newest first
- Accounts · 1,958 to 2,155Feb 19, 2025 to Mar 18, 2026
- Advisory employees · 8 to 10Feb 19, 2025 to Mar 18, 2026
- Charity clients · 6 to 7Feb 19, 2025 to Mar 18, 2026
- Corporate clients · 12 to 13Feb 19, 2025 to Mar 18, 2026
- HNW clients · 172 to 223Feb 19, 2025 to Mar 18, 2026
- Individual clients · 268 to 254Feb 19, 2025 to Mar 18, 2026
- Pension plan clients · 39 to 41Feb 19, 2025 to Mar 18, 2026
- Assets in custody · $190M to $259MFeb 19, 2025 to Mar 18, 2026
- Employees · 14 to 16Feb 19, 2025 to Mar 18, 2026
- Financial planning clients · 101-250 to 251-500Feb 19, 2025 to Mar 18, 2026
- State-registered IARs · 8 to 10Feb 19, 2025 to Mar 18, 2026
- Discretionary RAUM · $566M to $691MFeb 19, 2025 to Mar 18, 2026
- HNW RAUM · $483M to $613MFeb 19, 2025 to Mar 18, 2026
- Individual RAUM · $72.0M to $65.5MFeb 19, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $92.3M to $104MFeb 19, 2025 to Mar 18, 2026
- Pension RAUM · $93.0M to $104MFeb 19, 2025 to Mar 18, 2026
- RAUM · $658M to $794MFeb 19, 2025 to Mar 18, 2026
- Accounts · 1,729 to 1,958May 10, 2024 to Feb 19, 2025
- Charity clients · 7 to 6May 10, 2024 to Feb 19, 2025
- Corporate clients · 11 to 12May 10, 2024 to Feb 19, 2025
- HNW clients · 149 to 172May 10, 2024 to Feb 19, 2025
- Individual clients · 251 to 268May 10, 2024 to Feb 19, 2025
- Pension plan clients · 35 to 39May 10, 2024 to Feb 19, 2025
- Assets in custody · $362M to $190MMay 10, 2024 to Feb 19, 2025
- Employees · 12 to 14May 10, 2024 to Feb 19, 2025
- Financial planning clients · 11-25 to 101-250May 10, 2024 to Feb 19, 2025
- Discretionary RAUM · $478M to $566MMay 10, 2024 to Feb 19, 2025
- HNW RAUM · $406M to $483MMay 10, 2024 to Feb 19, 2025
- Individual RAUM · $65.9M to $72.0MMay 10, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $81.5M to $92.3MMay 10, 2024 to Feb 19, 2025
- Pension RAUM · $79.9M to $93.0MMay 10, 2024 to Feb 19, 2025
- RAUM · $560M to $658MMay 10, 2024 to Feb 19, 2025
- Accounts · 1,539 to 1,729Jun 12, 2023 to Jan 26, 2024
- Advisory employees · 6 to 8Jun 12, 2023 to Jan 26, 2024
- Charity clients · 6 to 7Jun 12, 2023 to Jan 26, 2024
- Corporate clients · 9 to 11Jun 12, 2023 to Jan 26, 2024
- HNW clients · 135 to 149Jun 12, 2023 to Jan 26, 2024
- Individual clients · 233 to 251Jun 12, 2023 to Jan 26, 2024
- Assets in custody · $202M to $362MJun 12, 2023 to Jan 26, 2024
- Employees · 11 to 12Jun 12, 2023 to Jan 26, 2024
Signals
2 dated events
- J•••• R••• B•••• left H••••• W••••• M••••••••• G••••• I••• for B••• J•• F•••••••• G••••• L•• (registered 2023-01-04)Dec 9, 2022 · Advisor changed firm · fact
- H••••• W••••• M••••••••• G••••• I••• filed its initial SEC registration (Form ADV)Apr 11, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 812-333-4726reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-333-4726reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 317-550-1833reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/hurlowwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (812) 333-4726reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- hurlowwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hurlowwealth.com/who-we-are/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026