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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

David Reid Pringle

Advisor at PNC WEALTH MANAGEMENT

Golden, CO | Lakewood, CO | Lone Tree, CO

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Search this name across graphsid dfx:ria:e7e0c3df-db4d-9601-2035-5207cea03041

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 26, 2003
First registration: Jun 9, 2003
Dual registered: yes, broker-dealer
Other names: DJ PRINGLE|DAVE REID PRINGLE|David Reid Pringle|David Pringle|DAVID REID PRINGLE|David Reid Pringle
IAPD individual key: 2390867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 24, 2026	n/a	yes	Lone Tree, CO\|Golden, CO\|Lakewood, CO\|Lakewood, CO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	Aug 3, 2026	no	BROOMFIELD, CO	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Aug 5, 2020	May 15, 2025	no	Broomfield, CO\|Broomfield, CO	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jul 8, 2019	Aug 10, 2020	no	ENGLEWOOD, CO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 8, 2017	Jun 19, 2019	no	GOLDEN, CO\|DENVER, CO	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Apr 10, 2012	Dec 15, 2017	no	Denver, CO\|Aurora, CO\|Aurora, CO\|DENVER, CO\|Greenwood Village, CO\|Lakewood, CO\|DENVER, CO\|Boulder, CO\|Denver, CO\|Englewood, CO	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Mar 16, 2010	Apr 9, 2012	no	LONGMONT, CO\|LYONS, CO\|BERTHOUD, CO\|NIWOT, CO\|LONGMONT, CO\|LITTLETON, CO\|CENTENNIAL, CO\|HIGHLANDS RANCH, CO\|HIGHLANDS RANCH, CO\|LITTLETON, CO\|LITTLETON, CO\|HIGHLANDS RANCH, CO\|LITTLETON, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|CENTENNIAL, CO\|LONGMONT, CO\|LONGMONT, CO\|BERTHOUD, CO\|NIWOT, CO\|LYONS, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 4, 2007	Feb 10, 2010	no	AUSTIN, TX\|ROUND ROCK, TX\|GEORGETOWN, TX\|ROUND ROCK, TX\|ADDISON, TX\|ROUND ROCK, TX\|HUTTO, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 10, 2005	Apr 2, 2007	no	GEORGETOWN, TX\|ROUND ROCK, TX\|ROUND ROCK, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 9, 2003	Jun 29, 2005	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Aug 3, 2026	Jul 24, 2026	-10	Firm change	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
PRUCO SECURITIES, LLC	CUSO FINANCIAL SERVICES, L.P.	Aug 10, 2020	Aug 5, 2020	-5	Firm change	Ibd to ibd
LPL FINANCIAL LLC	PRUCO SECURITIES, LLC	Jun 19, 2019	Jul 8, 2019	19	Firm change	RIA to ibd
BOK FINANCIAL ADVISORS	LPL FINANCIAL LLC	Dec 15, 2017	Dec 8, 2017	-7	Firm change	Ibd to RIA
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	BOK FINANCIAL ADVISORS	Apr 9, 2012	Apr 10, 2012	1	Firm change	Other
WELLS FARGO ADVISORS	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Feb 10, 2010	Mar 16, 2010	34	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Apr 2, 2007	Apr 4, 2007	2	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO INVESTMENTS, LLC	Jun 29, 2005	Aug 10, 2005	42	Firm change	Other

Relationships

Registered with (9)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jul 24, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 15, 2025 to Aug 3, 2026factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Aug 5, 2020 to May 15, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 8, 2019 to Aug 10, 2020factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Apr 10, 2012 to Dec 15, 2017factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Mar 16, 2010 to Apr 9, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 4, 2007 to Feb 10, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 10, 2005 to Apr 2, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 9, 2003 to Jun 29, 2005factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
David Reid Pringle left Lpl Financial Llc for Pnc Wealth Management (registered 2026-07-24)
Form ADVobserved 5 days ago