DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Reid Pringle
Feed of 09/15/2026
Also filed as Dj Pringle
At current firm
0 y
since Jul 24, 2026
In the industry
23 y
since Jun 9, 2003 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Jul 24, 2026 · Lone Tree, Co
- LPL Financial LLC BD affiliatedMay 15, 2025 to Aug 3, 2026 · Broomfield, Co
- Cuso Financial Services, L.P. formerAug 5, 2020 to May 15, 2025 · Broomfield, Co
- Pruco Securities, LLC no RAUMJul 8, 2019 to Aug 10, 2020 · Englewood, Co
- LPL Financial LLC BD affiliatedDec 8, 2017 to Jun 19, 2019 · Golden, Co
- Bok Financial Advisors BD affiliatedApr 10, 2012 to Dec 15, 2017 · Denver, Co
- Bancwest Investment Services, Inc. (Bwis) formerMar 16, 2010 to Apr 9, 2012 · Longmont, Co
- Wells Fargo Advisors wirehouseApr 4, 2007 to Feb 10, 2010 · Austin, Tx
- Wells Fargo Investments, LLC unclassifiedAug 10, 2005 to Apr 2, 2007 · Georgetown, Tx
- Ameriprise Financial Services, LLC national BDJun 9, 2003 to Jun 29, 2005 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Pnc Wealth Managementleft Aug 3, 2026, registered Jul 24, 2026 (-10 days) · Affiliated broker-dealer or bank to another
- Cuso Financial Services, L.P. to LPL Financial LLCleft May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- Pruco Securities, LLC to Cuso Financial Services, L.P.left Aug 10, 2020, registered Aug 5, 2020 (-5 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Pruco Securities, LLCleft Jun 19, 2019, registered Jul 8, 2019 (19 days) · RIA to affiliated broker-dealer or bank
- Bok Financial Advisors to LPL Financial LLCleft Dec 15, 2017, registered Dec 8, 2017 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- Bancwest Investment Services, Inc. (Bwis) to Bok Financial Advisorsleft Apr 9, 2012, registered Apr 10, 2012 (1 days) · Other
- Wells Fargo Advisors to Bancwest Investment Services, Inc. (Bwis)left Feb 10, 2010, registered Mar 16, 2010 (34 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Apr 2, 2007, registered Apr 4, 2007 (2 days) · Other
- Ameriprise Financial Services, LLC to Wells Fargo Investments, LLCleft Jun 29, 2005, registered Aug 10, 2005 (42 days) · Other
Signals
- David Reid Pringle left Lpl Financial Llc for Pnc Wealth Management (registered 2026-07-24)Aug 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address