DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Family Investment Center
Legal name Family Investment Center, Inc.
Latest filing Jan 26, 2026
First filing on the tape Feb 3, 2012 · 62 filings
SEC status approved since Jan 3, 2005
RAUM
$689M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
94%
$650M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$57.4M
derived; firm RAUM over IAPD count
Employees
20
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$689M as of Jan 26, 2026
Feb 3, 2012$90.3M then
HNW client RAUM$500M as of Jan 26, 2026
Mar 21, 2018$73.0M then
State-registered IARs (5.B.3)12 as of Jan 26, 2026
Feb 3, 20120 then
Employees (5.A)20 as of Jan 26, 2026
Jan 22, 20136 then
Private funds: no history
RAUM +16% over the last fiscal year+17% a year over threeIARs 9 to 12
Practice profile
derived from the filing of Jan 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $57.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $313,327derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$500M72%
- Individuals$151M22%
- Charitable organizations$19.9M2.9%
- Pension and profit-sharing plans$11.0M1.6%
- Corporations and businesses$7.9M1.1%
- Individual clients
- 608reported
- HNW clients
- 265reported
- Pension plan clients
- 6reported
- Charitable clients
- 4reported
- Accounts
- 2,200reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thaddus "Dan" S DanfordCertified Financial Planner | Saint Joseph, Mo | Jun 1, 1998 | 28 y | 0 |
| Christopher Ray Stiens | Saint Joseph, Mo | Nov 15, 2012 | 23 y | 1 |
| Richard Christopher SalmenCertified Financial Planner, Chartered Financial Analyst | Lenexa, Ks | Oct 2, 2017 | 34 y | 2 |
| Nathan Cole GoodmanCertified Financial Planner | Lenexa, Ks | Feb 7, 2018 | 17 y | 2 |
| Christine Denise Danford | Saint Joseph, Mo | Sep 20, 2018 | 8 y | 0 |
| Taren Rae McmurrayCertified Financial Planner | Lenexa, Ks | Oct 5, 2018 | 19 y | 0 |
| Sidney Michelle Davis | Saint Joseph, Mo | Jun 22, 2021 | 11 y | 0 |
| Winston Alan MeyerCertified Financial Planner | Saint Joseph, Mo | Jan 3, 2023 | 16 y | 4 |
| Samuel Dean HarrisonCertified Financial Planner | Gilbert, Az | Apr 19, 2023 | 14 y | 1 |
| Tanner Benjamin GarrettCertified Financial Planner | Lenexa, Ks | Jun 12, 2023 | 13 y | 0 |
| Daniel John Ahl | Saint Joseph, Mo | Sep 26, 2025 | 11 y | 0 |
| Paul Donald Albright | Saint Joseph, Mo | Oct 13, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Samuel Dean Harrison from Fidelity Personal And Workplace AdvisorsApr 19, 2023 · Affiliated broker-dealer or bank to independent RIA
- Winston Alan Meyer from InvisorJan 3, 2023 · RIA to RIA
- Nathan Cole Goodman from Bok Financial AdvisorsFeb 7, 2018 · Other
- Richard Christopher Salmen from Northern Financial Advisors, IncOct 2, 2017 · Other
- Christopher Ray Stiens from Waddell & ReedNov 15, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S Thaddus "Dan" Danford · Chairman Of The Board, Principalcontrolsince 07/2007 · owns 10% to 25%
- Cole Nathan Goodman · Chief Operating Officer, Principal, Chief Compliance Officercontrolsince 01/2018 · owns 25% to 50%
- Dean Samuel Harrison · Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- Rae Taren Mcmurray · President , Principalcontrolsince 01/2018 · owns 10% to 25%
- Christopher Richard Salmen · Chief Executive Officer, Principalcontrolsince 10/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Saint Joseph, Mo · principal | 7 | 2 | 0 | ||
| Lenexa, Ks | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lenexa, KS5 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 2,070 to 2,200Oct 27, 2025 to Jan 26, 2026
- Corporate clients · 6 to 11Oct 27, 2025 to Jan 26, 2026
- HNW clients · 242 to 265Oct 27, 2025 to Jan 26, 2026
- Individual clients · 600 to 608Oct 27, 2025 to Jan 26, 2026
- Discretionary RAUM · $587M to $675MOct 27, 2025 to Jan 26, 2026
- HNW RAUM · $415M to $500MOct 27, 2025 to Jan 26, 2026
- Individual RAUM · $154M to $151MOct 27, 2025 to Jan 26, 2026
- Non-discretionary RAUM · $9.1M to $13.9MOct 27, 2025 to Jan 26, 2026
- Pension RAUM · $8.8M to $11.0MOct 27, 2025 to Jan 26, 2026
- RAUM · $596M to $689MOct 27, 2025 to Jan 26, 2026
- Advisory employees · 9 to 12Jan 14, 2025 to Oct 27, 2025
- Employees · 18 to 20Jan 14, 2025 to Oct 27, 2025
- State-registered IARs · 9 to 12Jan 14, 2025 to Oct 27, 2025
- Accounts · 1,918 to 2,070Jul 17, 2024 to Jan 14, 2025
- Corporate clients · 5 to 6Jul 17, 2024 to Jan 14, 2025
- HNW clients · 231 to 242Jul 17, 2024 to Jan 14, 2025
- Individual clients · 556 to 600Jul 17, 2024 to Jan 14, 2025
- Employees · 16 to 18Jul 17, 2024 to Jan 14, 2025
- Financial planning clients · 251-500 to 251-500Jul 17, 2024 to Jan 14, 2025
- Discretionary RAUM · $510M to $587MJul 17, 2024 to Jan 14, 2025
- HNW RAUM · $363M to $415MJul 17, 2024 to Jan 14, 2025
- Individual RAUM · $131M to $154MJul 17, 2024 to Jan 14, 2025
- Non-discretionary RAUM · $5.2M to $9.1MJul 17, 2024 to Jan 14, 2025
- Pension RAUM · $4.8M to $8.8MJul 17, 2024 to Jan 14, 2025
- RAUM · $516M to $596MJul 17, 2024 to Jan 14, 2025
- Advisory employees · 10 to 9Mar 21, 2024 to May 6, 2024
- Employees · 17 to 16Mar 21, 2024 to May 6, 2024
- State-registered IARs · 10 to 9Mar 21, 2024 to May 6, 2024
- Advisory employees · 11 to 10Feb 15, 2024 to Mar 21, 2024
- Employees · 18 to 17Feb 15, 2024 to Mar 21, 2024
- State-registered IARs · 11 to 10Feb 15, 2024 to Mar 21, 2024
- Accounts · 1,753 to 1,918Jul 19, 2023 to Feb 1, 2024
- HNW clients · 195 to 231Jul 19, 2023 to Feb 1, 2024
- Individual clients · 543 to 556Jul 19, 2023 to Feb 1, 2024
- Assets in custody · 0.0 to unsetJul 19, 2023 to Feb 1, 2024
- Custody of client assets · true to falseJul 19, 2023 to Feb 1, 2024
- Employees · 19 to 18Jul 19, 2023 to Feb 1, 2024
- Discretionary RAUM · $425M to $510MJul 19, 2023 to Feb 1, 2024
- HNW RAUM · $314M to $363MJul 19, 2023 to Feb 1, 2024
- Individual RAUM · $95.5M to $131MJul 19, 2023 to Feb 1, 2024
Signals
5 dated events
- Dean Samuel Harrison (Chief Investment Officer) appeared on Schedule A of Family Investment CenterJul 17, 2024 · Control person joined · fact
- S Tamara Stelting (Chief Compliance Officer) no longer on Schedule A of Family Investment Center (listed 2024-02-01, absent 2024-02-15)Feb 15, 2024 · Control person left · inference
- J Steven Thaler (Chief Compliance Officer) no longer on Schedule A of Family Investment Center (listed 2021-07-26, absent 2021-09-21)Sep 21, 2021 · Control person left · inference
- S Tamara Stelting (Chief Compliance Officer) appeared on Schedule A of Family Investment CenterSep 21, 2021 · Control person joined · fact
- J Steven Thaler (Chief Compliance Officer) appeared on Schedule A of Family Investment CenterNov 25, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Family Investment Center · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 816-233-4100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-942-2500reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- FICKC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 816-233-4100reportedpublic record, Form ADV, Jan 26, 2026
- Contact form
- familyinvestmentcenter.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- familyinvestmentcenter.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026