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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

ROBERT IVAR SANDBERG

Advisor at OSAIC ADVISORY SERVICES, LLC

South Jordan, UT

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Search this name across graphsid dfx:ria:e818945c-d46b-818b-538a-ea037d8422d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 5, 1998
First registration: Feb 15, 2005
Dual registered: yes, broker-dealer
Other names: ROB SANDBERG
IAPD individual key: 3033297

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	South Jordan, UT	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Oct 16, 2020	Nov 8, 2024	no	SOUTH JORDAN, UT	Previous registration
VERUS CAPITAL PARTNERS, LLC	Independent wealth	Jan 9, 2015	Oct 16, 2020	no	SOUTH JORDAN, UT	Previous registration
VERUS CAPITAL PARTNERS, LLC	Independent wealth	Jan 6, 2014	Dec 31, 2014	no	SOUTH JORDAN, UT	Previous registration
VERUS CAPITAL PARTNERS, LLC	Independent wealth	Mar 7, 2011	Oct 12, 2012	no	SOUTH JORDAN, UT	Previous registration
QA3 FINANCIAL LLC	n/a	Oct 12, 2009	Feb 11, 2011	no	SOUTH JORDAN, UT\|OMAHA, NE	Previous registration
KEELER THOMAS MANAGEMENT LLC	Independent wealth	Feb 15, 2005	Oct 8, 2009	no	OREM , UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
VERUS CAPITAL PARTNERS, LLC	ARBOR POINT ADVISORS	Oct 16, 2020	Oct 16, 2020	0	Firm change	RIA to ibd
QA3 FINANCIAL LLC	VERUS CAPITAL PARTNERS, LLC	Feb 11, 2011	Mar 7, 2011	24	Firm change	Other
KEELER THOMAS MANAGEMENT LLC	QA3 FINANCIAL LLC	Oct 8, 2009	Oct 12, 2009	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151568:165127:UT:2020-10-16	Oct 16, 2020	Oct 16, 2020	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Oct 16, 2020 to Nov 8, 2024factForm ADV
→ VERUS CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 9, 2015 to Oct 16, 2020factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 12, 2009 to Feb 11, 2011factForm ADV
→ KEELER THOMAS MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 15, 2005 to Oct 8, 2009factForm ADV

Dated events

No dated event names this entity yet.