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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

SANJAYA KRISHNA BALU

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SAINT PETERSBURG, FL | ST. PETERSBURG, FL | Weston, FL

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Search this name across graphsid dfx:ria:e8cc6340-3195-c2b5-05f2-34a08c42b44e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 2
Registered states: 1
Exams: S63|S66
First exam: Jul 23, 2010
First registration: Jul 6, 2011
Dual registered: yes, broker-dealer
Other names: JAY BALU|JAY BALU|sanjaya krishna balu|SANJAYA K BALU
IAPD individual key: 5789654

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 27, 2023	n/a	yes	Weston, FL\|SAINT PETERSBURG, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 18, 2023	n/a	yes	Weston, FL\|ST. PETERSBURG, FL	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	May 27, 2021	Aug 28, 2023	no	TAMPA, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Dec 3, 2019	no	Amherst, NY\|Sarasota, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 3, 2019	no	OMAHA, NE\|SARASOTA, FL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jun 5, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Aug 6, 2015	May 19, 2017	no	EAST AMHERST, NY\|ALBANY, NY\|ALBANY, NY	Previous registration
PRIMERICA ADVISORS	National bd RIA	May 1, 2014	Dec 31, 2014	no	AMHERST, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 6, 2011	Jul 17, 2012	no	BUFFALO, NY\|WILLIAMSVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Aug 28, 2023	Sep 18, 2023	21	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 3, 2019	Feb 27, 2018	-644	Channel change	Other
TD AMERITRADE, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 3, 2019	May 27, 2021	541	Firm change after gap	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
CITIZENS SECURITIES, INC.	SCOTTRADE INVESTMENT MANAGEMENT	May 19, 2017	Jun 5, 2017	17	Firm change	Other
PRIMERICA ADVISORS	CITIZENS SECURITIES, INC.	Dec 31, 2014	Aug 6, 2015	218	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRIMERICA ADVISORS	Jul 17, 2012	May 1, 2014	653	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (9)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Sep 27, 2023 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 27, 2021 to Aug 28, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 3, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Dec 3, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jun 5, 2017 to Feb 26, 2018factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 6, 2015 to May 19, 2017factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
May 1, 2014 to Dec 31, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 6, 2011 to Jul 17, 2012factForm ADV

Dated events

Occurred
Aug 28, 2023
Advisor changed firm
Sanjaya Krishna Balu left Truist Advisory Services, Inc. for Raymond James & Associates, Inc. (registered 2023-09-18)
Form ADVobserved 6 days ago