DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• K•••••• B•••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 5789654

Feed of 09/15/2026

Also filed as Jay B•••

At current firm

3 y

since Sep 18, 2023

In the industry

16 y

since Jul 23, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Sep 27, 2023 · Weston, Fl
R•••••• J•••• • A••••••••• I••• national BD current
since Sep 18, 2023 · Weston, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
May 27, 2021 to Aug 28, 2023 · Tampa, Fl
T• A••••••••• I••• former
Feb 27, 2018 to Dec 3, 2019 · Amherst, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Dec 3, 2019 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jun 5, 2017 to Feb 26, 2018 · Saint Louis, Mo
C••••••• S••••••••• I••• BD affiliated
Aug 6, 2015 to May 19, 2017 · East Amherst, Ny
P•••••••• A••••••• national BD
May 1, 2014 to Dec 31, 2014 · Amherst, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 6, 2011 to Jul 17, 2012 · Buffalo, Ny

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Aug 28, 2023, registered Sep 18, 2023 (21 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 3, 2019, registered Feb 27, 2018 (-644 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 3, 2019, registered May 27, 2021 (541 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
C••••••• S••••••••• I••• to S•••••••• I••••••••• M•••••••••
left May 19, 2017, registered Jun 5, 2017 (17 days) · Other
P•••••••• A••••••• to C••••••• S••••••••• I•••
left Dec 31, 2014, registered Aug 6, 2015 (218 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• A•••••••
left Jul 17, 2012, registered May 1, 2014 (653 days) · Wirehouse to affiliated broker-dealer or bank

Signals

S•••••• K•••••• B••• left T••••• A••••••• S•••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2023-09-18)
Aug 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address