J•• V•••••••••

Advisor at S•••••••• A••••••• L••

LENEXA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e99dde61-1174-3fbf-26f0-6ca62363e550

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: May 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	n/a	yes	LENEXA, KS	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Dec 2, 2021	Mar 31, 2025	no	LENEXA, KS\|COVINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
E•••••• A••••••• G••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Sep 23, 2021	Dec 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:TX:2017-09-05	Sep 5, 2017	May 16, 2017	WESTLAKE, TX	Firm change after gap

Relationships

Registered with (9)

→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
May 8, 2009 to Mar 4, 2011factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Dec 2, 2021 to Mar 31, 2025factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Apr 20, 2020 to Sep 23, 2021factForm ADV
→ T••••••••• R••••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e99dde61-1174-3fbf-26f0-6ca62363e550
First observed: May 8, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.