DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• V•••••••••

S•••••••• A••••••• L••national BDLenexa, Ksdual registrantIAPD 2765375

Feed of 09/14/2026

Also filed as Joe Jerome V•••••••••

At current firm

1 y

since Mar 31, 2025

In the industry

30 y

since Jul 17, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Lenexa, Ks
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 2, 2021 to Mar 31, 2025 · Lenexa, Ks
E•••••• A••••••• G••••• L•• BD affiliated
Apr 20, 2020 to Sep 23, 2021 · Overland Park, Ks
T••••••••• R••••••••• A•••••••• L•• BD affiliated
Mar 30, 2018 to Jan 10, 2020 · Wichita, Ks
T• A••••••••• I••••••••• M••••••••• L•• former
May 16, 2017 to Sep 5, 2017 · Fort Worth, Tx
T• A••••••••• I••• former
May 16, 2017 to Sep 5, 2017 · Westlake, Tx
A••••• A•• P••••••• S••••••• BD affiliated
Nov 19, 2015 to Nov 7, 2016 · Frisco, Tx
T•• G•••••• G•••• independent RIA
Sep 1, 2015 to Nov 13, 2015 · Dallas, Tx
U••• F•••••••• P••••••• S••••••• former
Oct 19, 2011 to Nov 9, 2011 · Addison, Tx
S•••••••• A••••••• L•• national BD
May 8, 2009 to Mar 4, 2011 · Tukwila, Wa

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
E•••••• A••••••• G••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 23, 2021, registered Dec 2, 2021 (70 days) · Other
T••••••••• R••••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••
left Jan 10, 2020, registered Apr 20, 2020 (101 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 5, 2017, registered May 16, 2017 (-112 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to T••••••••• R••••••••• A•••••••• L••
left Sep 5, 2017, registered Mar 30, 2018 (206 days) · Other
A••••• A•• P••••••• S••••••• to T• A••••••••• I•••
left Nov 7, 2016, registered May 16, 2017 (190 days) · Other
T•• G•••••• G•••• to A••••• A•• P••••••• S•••••••
left Nov 13, 2015, registered Nov 19, 2015 (6 days) · Other
U••• F•••••••• P••••••• S••••••• to T•• G•••••• G••••
left Nov 9, 2011, registered Sep 1, 2015 (1392 days) · Other
S•••••••• A••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Mar 4, 2011, registered Oct 19, 2011 (229 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address