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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

ALAN SCOTT MARKFELD

Advisor at WELLS FARGO ADVISORS

RICHMOND, VA

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Search this name across graphsid dfx:ria:ea176363-e67d-d57a-1f76-8658dff93aa8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 16, 2004
First registration: Apr 4, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2292561

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 6, 2025	n/a	yes	RICHMOND, VA	Current employment
GALLAGHER FIDUCIARY ADVISORS, LLC	Institutional manager	Jul 10, 2023	Oct 9, 2025	no	Richmond, VA	Previous registration
F3LOGIC, LLC	Former SEC adviser	Mar 1, 2021	May 19, 2023	no	BURNSVILLE, MN\|Richmond, VA	Previous registration
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	Asset manager	Apr 20, 2020	Dec 24, 2020	no	PHILADELPHIA, PA	Previous registration
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Former SEC adviser	Sep 11, 2012	Apr 20, 2020	no	PHILADELPHIA, PA	Previous registration
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Apr 4, 2008	Jan 25, 2011	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GALLAGHER FIDUCIARY ADVISORS, LLC	WELLS FARGO ADVISORS	Oct 9, 2025	Oct 6, 2025	-3	Firm change	Other
F3LOGIC, LLC	GALLAGHER FIDUCIARY ADVISORS, LLC	May 19, 2023	Jul 10, 2023	52	Firm change	Other
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	F3LOGIC, LLC	Dec 24, 2020	Mar 1, 2021	67	Firm change	Other
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST	Apr 20, 2020	Apr 20, 2020	0	Bulk transfer	Other
VOYA INVESTMENT MANAGEMENT CO. LLC	DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Jan 25, 2011	Sep 11, 2012	595	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146509:11025:VA:2025-10-09	Oct 9, 2025	Oct 6, 2025	RICHMOND, VA	Firm change
289863:146509:VA:2023-05-19	May 19, 2023	Jul 10, 2023	RICHMOND, VA	Firm change

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ GALLAGHER FIDUCIARY ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 10, 2023 to Oct 9, 2025factForm ADV
→ F3LOGIC, LLCRegistered adviserregistration: previous registration
Mar 1, 2021 to May 19, 2023factForm ADV
→ NOMURA INVESTMENT MANAGEMENT BUSINESS TRUSTRegistered adviserregistration: previous registration
Apr 20, 2020 to Dec 24, 2020factForm ADV
→ DELAWARE CAPITAL MANAGEMENT ADVISERS, INCRegistered adviserregistration: previous registration
Sep 11, 2012 to Apr 20, 2020factForm ADV
→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: previous registration
Apr 4, 2008 to Jan 25, 2011factForm ADV

Dated events

Occurred
Oct 9, 2025
Advisor changed firm
Alan Scott Markfeld left Gallagher Fiduciary Advisors, Llc for Wells Fargo Advisors (registered 2025-10-06)
Form ADVobserved 3 days ago
Occurred
May 19, 2023
Advisor changed firm
Alan Scott Markfeld left F3Logic, Llc for Gallagher Fiduciary Advisors, Llc (registered 2023-07-10)
Form ADVobserved 3 days ago